United States of America v. Philip Andre Rennert

NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 05-1694
UNITED STATES OF AMERICA
v.
PHILIP ANDRE RENNERT,
Appellant
On Appeal from the United States District Court
for the Eastern District of Pennsylvania
D.C. Criminal No. 96-cr-00051-1
(Honorable Clarence C. Newcomer)
Submitted Pursuant to Third Circuit LAR 34.1(a)
February 9, 2006
Before: SCIRICA, Chief Judge, BARRY and FISHER, Circuit Judges
(Filed: March 31, 2006 )
OPINION OF THE COURT
SCIRICA, Chief Judge.
Philip A. Rennert appeals the denial of his 28 U.S.C. § 2255 motion to vacate, set
aside, or correct his sentence. We have jurisdiction under 28 U.S.C. § 1291 and 28
U.S.C. § 2253. We will affirm.

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1
Relevant to this case, former § 2F1.1 contemplated the enhancement of a sentence
based on (1) the size of the loss caused by a defendant’s conduct, U.S.S.G. § 2F1.1(b)(1),
and (2) the effect of that conduct on “the safety and soundness of a financial institution,”
U.S.S.G. § 2F1.1(b)(8).
2
I.
On April 17, 1997, Rennert and four other defendants were convicted by a jury of
conspiracy, wire fraud, and securities fraud. The District Court sentenced all five
defendants in January 1998. Rennert received 16 months imprisonment, three years
supervised release, a $30,000 fine, and $550 in special assessments. All defendants
appealed their convictions and sentences. The government filed cross-appeals. On
October 15, 1999, we upheld the defendants’ convictions in one precedential and several
non-precedential opinions, but remanded for re-sentencing, concluding the District Court
had not correctly determined the loss attributable to the defendants’ conduct or the effect
that conduct had on the stock market under U.S.S.G. § 2F1.1 (1997).1 See United States
v. Yeaman, 194 F.3d 442, 465 (3d Cir. 1999). Rennert’s appeal was decided in a non-
precedential opinion. (App. 108–15.)
Rennert and two of his co-defendants, George Jensen and Michael Miller, were re-
sentenced on February 13, 2003. Rennert was sentenced to 63 months incarceration and
ordered to pay $3,164,882.00 in restitution. The District Court found Rennert’s conduct,
along with that of his co-defendants, caused losses in the amount of more than $3 million
and caused the loss of confidence in an important financial institution — the stock

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3
market. Rennert, Jensen, and Miller appealed their sentences, and on June 10, 2004, we
affirmed. United States v. Rennert, 374 F.3d 206 (3d Cir. 2004).
Fourteen days later, on June 24, 2004, the Supreme Court decided Blakely v.
Washington, 542 U.S. 296, 304 (2004), holding Washington state’s determinate
sentencing scheme violated the Sixth Amendment. In July 2004, Rennert filed a petition
for rehearing en banc, arguing the judicial enhancement of his sentence violated Blakely.
This was the first time Rennert raised the Blakely issue. Miller also filed a petition for
rehearing. We denied both petitions on August 5, 2004, and our mandates issued as to
both defendants on August 13, 2004.
Miller and Rennert’s paths then diverged. Miller filed a petition for a writ of
certiorari in the Supreme Court. While Miller’s petition was pending, on January 12,
2005, the Supreme Court decided United States v. Booker, 543 U.S. 220, 245–46 (2005),
holding judicial fact-finding under the mandatory federal sentencing guidelines was
unconstitutional and making those guidelines advisory. Consequently, the Court granted
Miller’s petition, vacated our judgment affirming his sentence, and remanded for further
consideration in light of Booker. Miller v. United States, 125 S. Ct. 1744 (2005). We
vacated Miller’s sentence and remanded to the District Court for re-sentencing. United
States v. Davis, 407 F.3d 162 (3d Cir. 2005); United States v. Miller, 417 F.3d 358,
361–63 (3d Cir. 2005).
Unlike Miller, Rennert did not file a petition for a writ of certiorari. On August
12, 2004, he filed a pro se motion under 28 U.S.C. § 2255 in the District Court,

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4
challenging his sentence under Blakely. Rennert also filed with the District Court a
motion for release pending the disposition of his § 2255 motion. On August 29, 2004, the
District Court issued an order holding Rennert’s § 2255 motion in abeyance until the
expiration of the 90-day period in which Rennert could file a petition for certiorari. In a
separate order issued the same day, the District Court denied Rennert’s motion for
release, stating Rennert was unlikely to succeed on the merits of his § 2255 motion
because “Courts that have considered the issue have concluded that Blakely does not
apply retroactively to collateral attacks.”
Rennert did not file a petition for writ of certiorari, and his conviction became final
on November 3, 2004. Consequently, when the Supreme Court decided Booker on
January 12, 2005, Rennert’s case was no longer on direct review. On January 14, 2005,
Rennert sent a letter to the District Court requesting re-sentencing under Booker. On
February 10, 2005, the District Court issued an order denying Rennert’s § 2255 motion,
reasoning “Blakely cannot be applied retroactively to a case on collateral review.”
However, because we had not yet decided the retroactive effect of Blakely, the District
Court issued a certificate of appealability on this ground.

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2
On March 21, 2005, Rennert filed a pro se motion in this Court to recall the mandate
issued on August 13, 2004 in his direct appeal (No. 03-1511). We denied this motion on
March 31, 2005.
3
Rennert does not contend his counsel’s advice that he file a § 2255 motion instead of
a petition for a writ of certiorari amounted to ineffective assistance of counsel. (Reply 4
n.2.) Nor does he request that we treat him similarly to his co-defendant Miller and apply
Booker as if he were on direct review. ( Id. 5.)
5
Rennert filed this appeal on March 4, 2005.2 We exercise plenary review over the
District Court’s legal conclusions. United States v. Cepero, 224 F.3d 256, 258 (3d Cir.
2000).
II.
Rennert contends the rule announced in Blakely and “applied in Booker” is
applicable on collateral review to cases like his that became final after Blakely, but before
Booker. 3 (Appellant’s Br. 15.) In Lloyd v. United States, we held “Blakely challenges” to
the federal guidelines “[are] now, of course, governed by the intervening decision, issued
on January 12, 2005, in Booker.” 407 F.3d 608, 611 (3d Cir. 2005). We explained, “[i]t
is the date on which Booker issued, rather than the date on which Blakely issued, that is
the ‘appropriate dividing line.’” Id. at 611 n.1 (quoting McReynolds v. United States, 397
F.3d 479, 481 (7th Cir. 2005)). The question on review is whether the rule announced in
Booker can be applied to Rennert’s § 2255 motion.
As noted, Rennert’s conviction became final on November 3, 2004. Accordingly,
Booker cannot apply unless it can be given retroactive effect. Generally, “new
constitutional rules of criminal procedure will not be applicable to those cases which have

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6
become final before the new rules are announced.” Teague v. Lane, 489 U.S. 288, 310
(1989). A procedural rule is “new” if it was not “dictated” by existing precedent at the
time the case became final. Lloyd, 407 F.3d at 612 (citing Beard v. Banks, 542 U.S. 406,
413 (2004)). But a new procedural rule may still be applied retroactively if it falls under
the exception for “watershed rule[s] of criminal procedure implicating the fundamental
fairness and accuracy of the criminal proceeding.” Id. (quoting Beard, 542 U.S. at 417).
Rennert contends Booker can be applied retroactively because it did not announce
a “new” rule. Because the Booker rule was “dictated” by Blakely, he says, Booker can be
applied to any case on direct review at the time the Court decided Blakely. This argument
is foreclosed by our decision in Lloyd v. United States, where we held “the Booker rule
constituted a new rule of criminal procedure for purposes of Teague.” Id. at 612. In our
opinion, we cited two other appellate decisions: Guzman v. United States, 404 F.3d 139,
142 (2d Cir. 2005), which held the result in Booker “was not dictated by Apprendi or, for
that matter, the Court’s later decision in Blakely,” and Humphress v. United States, 398
F.3d 855, 861–62 (6th Cir. 2005), which found “prior to Booker, the federal judiciary had
been deeply divided as to whether Blakely applied to the Federal Sentencing Guidelines,
and conflicting opinions issued as to whether Blakely rendered those Guidelines
unconstitutional.” Lloyd, 407 F.3d at 613. As stated in Lloyd, Booker announced a
“new” rule of criminal procedure.
Rennert attempts to distinguish Lloyd. Because the defendant’s sentence in Lloyd
became final before both Blakely and Booker, Rennert contends its holding on Booker’s

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retroactivity was “over-broad” and should be “disregarded” as dicta. (Reply 24.) We
cannot agree. As noted, we purposefully analyzed the retroactive effect of Booker, not
Blakely, in light of our view that Booker controls challenges to the federal guidelines.
Lloyd, 407 F.3d at 611. That Rennert’s sentence became final after Blakely is
inconsequential to his claim here.
Lloyd precludes the retroactive application of Booker to Rennert’s § 2255 motion.
Accordingly, we will affirm the judgment of the District Court.

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