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044365np-pdf•Rita Covone v. Commissioner Social Security on Appeal From the United States District Court for the…
044365np-pdfCourt of Appeals for the Third Circuit29.07.2005
NOT PRECEDENTIAL
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
No. 04-4365
RITA COVONE,
Appellant
v.
COMMISSIONER SOCIAL SECURITY
ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF PENNSYLVANIA
(Dist. Court No. 04-cv-00406)
District Court Judge: Hon. Thomas M. Hardiman
Submitted Under Third Circuit LAR 34.1(a)
July 15, 2005
Before: ALITO, VAN ANTWERPEN, and ALDISERT, Circuit Judges.
(Filed: July 29, 2005 )
OPINION OF THE COURT
PER CURIAM:
Rita M. Covone appeals a decision of the United States District Court for the
Western District of Pennsylvania that affirmed the decision of the Commissioner of
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Social Security denying her application for Supplemental Security Income payments.
While our review of the District Court's order affirming the denial of benefits is plenary,
we may reverse the Commissioner’s decision only if we conclude that the decision of the
Administrative Law Judge (“ALJ”) is not supported by substantial evidence. Podedworny
v. Harris, 745 F.2d 210, 217 (3d Cir. 1984); 42 U.S.C. § 405(g).
As we write only for the parties involved, we will not restate the evidence below.
The testimony of a vocational expert in response to hypotheticals posed by the ALJ
may be relied upon, but “[w]here there exists in the record medically undisputed evidence
of specific impairments not included in a hypothetical question to a vocational expert, the
expert's response is not considered substantial evidence.” Burns v. Barnhart, 312 F.3d
113, 123 (3d Cir. 2002). The hypothetical posed by the ALJ asked the vocational expert
to assume an age of 42, a high school education, and a lack of relevant work experience.
With respect to claimant’s residual functional capacity (“RFC”), the hypothetical assumed
a capacity for light work that is simple and repetitive in nature, not requiring more than
incidental interaction with the public, and not requiring the emersion of her hands in
fluids or constant fine manipulation with her hands. AR-97. Claimant does not contest
the findings related to her exertional impairments. Rather, she contests that the posited
capacity to perform “simple and repetitive” tasks not requiring more than incidental
interaction with the public does not reasonably encompass the scope of her limited ability
to follow rules, relate to coworkers, function independently, maintain concentration, and
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behave in an emotionally stable manner.
The hypothetical posed was based directly on the ALJ’s finding at the fourth step
of the disability evaluation that “due to her depressive disorder [claimant] is limited to
simple, repetitive tasks that do not require more than incidental interaction with the
public.” A-28. This finding was based on the ALJ’s review of the objective medical
evidence, functional assessments of consulting examiners, and the claimant’s account of
her daily activities, the latter being discounted by the ALJ’s finding that she was not fully
credible. The ALJ’s analysis compared the findings of Dr. Lanz’s 2002 psychiatric
evaluation, in which claimant was rated good or fair in her ability to cope with the
demands of work, with earlier evaluations and with evidence that the claimant was
capable of performing a range of daily work activities.
In Burns we held that the phrase “simple, routine, repetitive work” was not
sufficiently descriptive of the claimant’s medically established impairments related to
borderline functioning in the areas of reliability, common sense, ability to function
independently, and judgment, combined with manifestations of flightiness, disassociation,
oppositional tendencies, and difficulties in comprehension. Burns, 312 F.3d at 123.
Burns requires that a hypothetical include all of the claimant’s credibly established
limitations, but does not require that the vocational expert be apprised of limitations
which have been determined not to affect the claimant’s RFC. In that case, the ALJ
specifically found that the claimant’s RFC was limited by “borderline intellectual
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functioning” but did not critically evaluate the additional functional limitations supported
by the psychiatric evaluation submitted as the sole evidence of claimant’s mental
limitations. Id. at 121. Unlike in Burns, the ALJ compared several medical diagnoses
with evidence of claimant’s daily activities before describing the effect claimant’s
depressive disorder had on her RFC. Pursuant to Social Security Ruling 96-6p, it was
proper for the ALJ to give the consultative evaluations significant, but not controlling,
weight in determining claimant’s RFC. Impairments “that are medically supported but
are also contradicted by other evidence in the record may or may not be found
credible--the ALJ can choose to credit portions of the existing evidence.” Rutherford v.
Barnhart, 399 F.3d 546, 554 (3d Cir. 2005).
Although claimant argues that the hypothetical question posed by the ALJ does not
adequately represent her functional limitations, it is apparent that the hypothetical in fact
directly tracks the RFC finding. The claimant’s challenge, therefore, amounts to an
argument that the ALJ’s determination of her RFC is not supported by substantial
evidence. See Rutherford, 399 F.3d at 554 n.8. A review of the record and the ALJ’s
opinion demonstrates that this argument fails because the limitations cited by the claimant
were “reasonably discounted by the ALJ, so that the hypotheticals submitted to the
vocational expert included all of the limitations credibly established by the record.” Id. at
555. The ALJ based his RFC determination on a chronological comparison of medical
examinations spanning several years. The reliance placed on the most recent report by
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Dr. Lanz, when compared to an earlier report which diagnosed more marked limitations,
was justified because the earlier examination took place shortly after the claimant
temporarily relapsed into heroin abuse. Also, the ALJ’s adverse credibility determination
which led him to accept certain aspects of the claimant’s account of her daily activities
and disbelieve others was proper. The contradictory content of the claimant’s account
supports the ALJ’s credibility determination.
Because the hypothetical posed to the vocational expert reflected claimant’s RFC,
and that RFC is supported by substantial evidence, we affirm the ALJ’s determination
that claimant is not disabled. Furthermore, because we find no error in the hypothetical
posed or the determination of claimant’s RFC, we hold that the ALJ satisfied the
heightened obligation to develop the record when claimants appear without the assistance
of counsel. Dobrowolsky v. Califano, 606 F.2d 403 (3d Cir. 1979).
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