Janssen Pharmaceuticals, Inc., Janssen Pharmaceutica Nv v. Teva Pharmaceuticals USA, Inc.

25-1228Court of Appeals for the Federal Circuit08.07.2025

Gesamter Gesetzestext

United States Court of Appeals
for the Federal Circuit
______________________
JANSSEN PHARMACEUTICALS, INC., JANSSEN
PHARMACEUTICA NV,
Plaintiffs-Appellees
v.
TEVA PHARMACEUTICALS USA, INC.,
Defendant-Appellant
______________________
2025-1228
______________________
Appeal from the United States District Court for the
District of New Jersey in No. 2:18-cv-00734-CCC-LDW,
Judge Claire C. Cecchi.
--------------------------------------------------------
JANSSEN PHARMACEUTICALS, INC., JANSSEN
PHARMACEUTICA NV,
Plaintiffs-Appellees
v.
MYLAN LABORATORIES LTD.,
Defendant-Appellant
______________________
2025-1252
______________________
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JANSSEN PHARMACEUTICALS, INC. v.
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Appeal from the United States District Court for the
District of New Jersey in No. 2:19-cv-16484-CCC-LDW,
Judge Claire C. Cecchi.
______________________
Decided: July 8, 2025
______________________
BARBARA MULLIN, Patterson Belknap Webb & Tyler
LLP, New York, NY, argued for plaintiffs-appellees. Also
represented by J. JAY CHO, ANDREW D. COHEN, ARON
RUSSELL FISCHER, ZHIQIANG LIU.
JOHN C. O’QUINN, Kirkland & Ellis LLP, Washington,
DC, argued for all defendants-appellants. Defendant-ap-
pellant Teva Pharmaceuticals USA, Inc. also represented
by WILLIAM H. BURGESS; NOAH SAMUEL FRANK, Boston,
MA; CHRISTOPHER T. JAGOE, JEANNA WACKER, New York,
NY.
DEEPRO MUKERJEE, Katten Muchin Rosenman LLP, for
defendant-appellant Mylan Laboratories Ltd. Also repre-
sented by LANCE SODERSTROM; TIMOTHY H. GRAY, ERIC
THOMAS WERLINGER, Washington, DC; JILLIAN SCHURR,
Dallas, TX.
______________________
Before PROST, REYNA, and TARANTO, Circuit Judges.
TARANTO, Circuit Judge.
Janssen Pharmaceuticals, Inc. and Janssen Pharma-
ceutica NV (collectively, Janssen) sued Teva Pharmaceuti-
cals USA, Inc. (Teva) in 2018, alleging infringement by
Teva of Janssen’s U.S. Patent No. 9,439,906, which de-
scribes and claims dosing regimens of long-acting injecta-
ble antipsychotic medications. Teva stipulated to
infringement but challenged the patent’s validity on sev-
eral grounds, including that all claims (claims 1–21) were
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invalid for obviousness and claims 19–21 were also invalid
for indefiniteness. The district court, after a bench trial,
held that the challenged claims were not shown to be inva-
lid. Janssen Pharmaceuticals, Inc. v. Teva Pharmaceuti-
cals USA, Inc., 571 F. Supp. 3d 281, 291 (D.N.J. 2021)
(Initial Decision). In 2024, on Teva’s appeal, we affirmed
the district court’s rejection of Teva’s indefiniteness chal-
lenge but vacated the rejection of Teva’s obviousness chal-
lenge and remanded for further proceedings on that issue.
Janssen Pharmaceuticals, Inc. v. Teva Pharmaceuticals
USA, Inc., 97 F.4th 915, 918 (Fed. Cir. 2024) (Janssen
2024).
On remand, the district court, following a process not
challenged here, reconsidered obviousness based on the ex-
isting trial record and the parties’ new submissions reflect-
ing our 2024 opinion. Janssen Pharmaceuticals, Inc. v.
Teva Pharmaceuticals USA, Inc., 760 F. Supp. 3d 184, 190
n.4 (D.N.J. 2024) (Remand Decision). The district court
held that Teva had not proved any of the asserted claims of
the ’906 patent invalid for obviousness. Id. at 190, 224.
Teva timely appealed the decision to us. We now affirm.1
1 Mylan Laboratories Ltd. (Mylan) is also an appel-
lant here. Janssen sued Mylan in a separate action for in-
fringement of the ’906 patent. Janssen Pharmaceuticals,
Inc. v. Mylan Laboratories Ltd., Case No. 2:19-cv-16484,
ECF No. 1 (D.N.J. Aug. 8, 2019). “In that action, the par-
ties stipulated to be bound by the final judgment in the
Teva action with respect to infringement and validity.”
Janssen 2024, at 918 n.1; see also Remand Decision, at 189
n.3. Both Mylan and Teva appealed the Remand Decision;
we consolidated the appeals, and Teva and Mylan joined in
a single opening brief and a single reply brief. For simplic-
ity, we refer only to Teva.
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I
A
Janssen’s ’906 patent claims and discloses “dosing reg-
imens of paliperidone palmitate” (an ester form of paliper-
idone), including Janssen’s “Invega Sustenna-brand
paliperidone palmitate extended-release suspension prod-
ucts,” which are “used to treat schizophrenia in adults.” Id.
at 190; ’906 patent, col. 1, lines 46–49. In the human body,
paliperidone palmitate turns into paliperidone, a prior-art
antipsychotic medication that was commercially available
in tablet form for oral administration. ’906 patent, col. 1,
lines 36–41; Remand Decision, at 191 n.6. The oral medi-
cation, however, had to be taken at frequent intervals, e.g.,
daily, and patients’ noncompliance with the ingestion regi-
men “often result[ed] in worsening of symptoms, subopti-
mal treatment response, frequent relapses and re-
hospitalizations, and an inability to benefit from rehabili-
tative and psychosocial therapies.” ’906 patent, col. 1, lines
50–57.
The ’906 patent addresses the problem of noncompli-
ance and its adverse effects through a proposed treatment
regimen, which uses a long-acting injectable formulation of
paliperidone palmitate, administered less frequently than
oral medication. See id., col. 1, lines 14–16. This injectable
formulation can “provide sustained plasma concentrations
of paliperidone when administered once monthly, which
may greatly enhance compliance with dosing.” Id., col. 1,
lines 58–61. The patent claims specific “dosing regimen[s]
for administering paliperidone esters to a psychiatric pa-
tient in need of treatment.” Id., col. 2, line 11, through col.
4, line 42.
The parties agree that claims 2, 10, 13, 20, and 21 are
representative. Remand Decision, at 191. Claim 2 recites
a dosing regimen in which a patient is administered a first
dose of about 150 mg-eq. (milligram-equivalents) and,
about a week later, a second dose of about 100 mg-eq.—
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doses referred to in the case as “loading” doses—followed
by monthly maintenance doses of 25–150 mg-eq. (The mil-
ligram-equivalent measure is not the “actual weight” of the
paliperidone palmitate doses, but “the equivalent amount
of paliperidone they contain.” Id. at 191 n.6.) The loading
doses are injected into the patient’s deltoid muscle, while
maintenance doses may be injected into the deltoid or glu-
teal muscle. Claims 10 and 13 recite regimens using re-
duced dosages of the medication for patients with renal
impairment. Claims 20 and 21 recite regimens in which
injectable paliperidone palmitate formulations’ median
particle sizes are within a certain range. Those claims—
and the claims on which they depend—are recited below:
1. A dosing regimen for administering paliperidone
palmitate to a psychiatric patient in need of treat-
ment for schizophrenia, schizoaffective disorder, or
schizophreniform disorder comprising
(1) administering intramuscularly in the
deltoid of a patient in need of treatment a
first loading dose of about 150 mg-eq. of
paliperidone as paliperidone palmitate for-
mulated in a sustained release formulation
on the first day of treatment;
(2) administering intramuscularly in the
deltoid muscle of the patient in need of
treatment a second loading dose of about
100 mg-eq. of paliperidone as paliperidone
palmitate formulated in a sustained re-
lease formulation on the 6th to about 10th
day of treatment; and
(3) administering intramuscularly in the
deltoid or gluteal muscle of the patient in
need of treatment a first maintenance dose
of about 25 mg-eq. to about 150 mg-eq. of
paliperidone as paliperidone palmitate in a
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sustained release formulation a month (±7
days) after the second loading dose.
2. The dosing regimen of claim 1 wherein after ad-
ministration of the first maintenance dose, subse-
quent maintenance doses of from about 25 mg-eq.
to 150 mg-eq. are administered in the deltoid or
gluteal muscle of the psychiatric patient in need of
treatment at monthly (±7 days) intervals.
8. A dosing regimen for administering paliperidone
palmitate to a renally impaired psychiatric patient
in need of treatment for schizophrenia, schizoaffec-
tive disorder, or schizophreniform disorder com-
prising
(a) administering intramuscularly in the
deltoid of a renally impaired psychiatric
patient in need of treatment a first loading
dose of from about 75 mg-eq. of paliperi-
done as paliperidone palmitate formulated
in a sustained release formulation on the
first day of treatment;
(b) administering intramuscularly in the
deltoid muscle of the patient in need of
treatment a second loading dose of from
about 75 mg-eq. of paliperidone as paliper-
idone palmitate formulated in a sustained
release formulation on the 6th to about 10th
day of treatment; and
(c) administering intramuscularly in the
deltoid or gluteal muscle of the patient in
need of treatment a first maintenance dose
of about 25 mg-eq. to about 75 mg-eq. of
paliperidone as paliperidone palmitate in a
sustained release formulation a month (±7
days) after the second loading dose.
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10. The dosing regimen of claim 8 wherein the sus-
tained release formulation is an aqueous nanopar-
ticle suspension.
11. A dosing regimen for administering paliperi-
done palmitate to a renally impaired psychiatric
patient in need of treatment for psychotic disorder
comprising
(a) administering intramuscularly in the
deltoid of a renally impaired psychiatric
patient in need of treatment a first loading
dose of from about 75 mg-eq. of paliperi-
done as paliperidone palmitate formulated
in a sustained release formulation on the
first day of treatment;
(b) administering intramuscularly in the
deltoid muscle of the patient in need of
treatment a second loading dose of from
about 75 mg-eq. of paliperidone as paliper-
idone palmitate formulated in a sustained
release formulation on the eighth day of
treatment; and
(c) administering intramuscularly in the
deltoid or gluteal muscle of the patient in
need of treatment a first maintenance dose
of about 25 mg-eq. to about 50 mg-eq. of
paliperidone as paliperidone palmitate in a
sustained release formulation a month (±7
days) after the second loading dose.
13. The dosing regimen of claim 11 wherein the
psychiatric patient is in need of treatment for of a
psychotic disorder wherein the psychotic disorder
is schizophrenia.
19. The dosing regimen of claims 1, 4, 8 or 11
wherein the sustained release depot formulation is
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an aqueous nanoparticle suspension consists es-
sentially of
(a) 156 mg/ml of the paliperidone palmitate
having an average particle size (d50) of
from about 1600 nm to about 900 nm;
(b) 12 mg/ml of polysorbate 20;
(c) one or more buffering agents sufficient
to render the composition neutral to very
slightly basic (pH 8.5);
(d) 30 mg/ml of a suspending agent wherein
the suspending agent is polyethylene glycol
4000; and
(f) water q.s. ad 100%.
20. The dosage regimen of claim 19 wherein in the
buffering agents contained in the aqueous nano-
particle suspension are citric acid monohydrate,
disodium hydrogen phosphate anhydrous, sodium
dihydrogen phosphate monohydrate, sodium hy-
droxide.
21. The dosage regimen of claim 19 wherein in the
pH of the aqueous nanoparticle suspension is in the
range of pH 7 to 7.5.
’906 patent, col. 32, lines 11–36; id., col. 32, line 66, through
col. 33, line 20; id., col. 33, lines 26–47, 50–52; id., col. 34,
lines 32–51.
B
In December 2017, Teva filed Abbreviated New Drug
Application (ANDA) No. 211149, seeking approval from the
Food and Drug Administration (FDA) for the manufacture
and sale of a generic version of Janssen’s Invega Sustenna.
Remand Decision, at 190; Initial Decision, at 291. The next
month, Janssen sued Teva in district court under the
Hatch-Waxman Act, 35 U.S.C. § 271(e)(2). Remand
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Decision, at 190. Teva stipulated to infringement but chal-
lenged all claims of the ’906 patent (claims 1–21) for obvi-
ousness and lack of adequate written description and
claims 19–21 for indefiniteness. Id. at 189; Initial Decision,
at 291, 327; Janssen 2024, at 918.
For its obviousness challenge, Teva relied primarily
(though not exclusively) on three prior-art references in-
volving Janssen’s work. The first is NCT00210548, A
Study to Evaluate the Effectiveness and Safety of 3 Doses
of Paliperidone Palmitate in Treating Subjects with Schiz-
ophrenia (’548 protocol), which details a Janssen Phase III
clinical trial for testing the hypothesis that a regimen of
three equal-amount doses of paliperidone palmitate would
be more effective than a placebo. J.A. 13244–45; Remand
Decision, at 195. The document is a mere testing protocol—
for administering at least three equal doses of 50, 100, or
150 mg-eq. of paliperidone palmitate at specified time in-
tervals, J.A. 13244; it “does not contain clinical results or
safety data,” Initial Decision, at 301; see Janssen 2024, at
922. The second prior-art reference is Janssen-owned U.S.
Patent No. 6,555,544 (’544 patent), J.A. 13237–43, which
discloses a “pharmaceutical composition suitable as a depot
formulation for administration by intramuscular or subcu-
taneous injection, comprising,” among other materials, a
“therapeutically effective amount” of paliperidone palmi-
tate. ’544 patent, col. 9, line 65, through col. 10, line 4. The
third prior-art reference is Janssen-owned International
Publication No. WO 2006/114384 (WO ’384), which de-
scribes “a process for preparing aseptic crystalline’’ paliper-
idone palmitate. J.A. 13299, Abstract; see generally J.A.
13299–13321. The WO ’384 reference states that the for-
mulation was “filled aseptically into sterile syringes’’ in
dose volumes “between 0.25 ml and 1.50 ml depending on
the dose needed,” J.A. 13317, “which corresponds to 25 to
150 mg-eq. of paliperidone,” Janssen 2024, at 924.
After a bench trial, the district court, on November 16,
2021, held that Teva had not proven invalidity for
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obviousness, lack of written description, or indefiniteness.
Initial Decision, at 291. Regarding obviousness, the dis-
trict court rejected Teva’s theories that a relevant artisan,
in considering the prior art, would have had a motivation
to combine or modify the references to arrive at the now-
claimed dosing regimens with a reasonable expectation of
success. Id. at 300–13. Teva argued that the representa-
tive claims “should be presumed obvious because they
merely recite limitations from ranges disclosed in the prior
art.” Id. at 325. The court disagreed, holding that a pre-
sumption of obviousness did not apply “where the claimed
invention at issue is composed of a unique combination of
elements that are not all easily defined with numerical val-
ues that can be found in the prior art.” Id.
In its first appeal, Teva challenged the district court’s
rejections of its obviousness and indefiniteness challenges.
Janssen 2024, at 918. We agreed with the district court
regarding indefiniteness, but we vacated the rejection of
Teva’s obviousness challenge. Id. We identified a number
of problems with the district court’s analysis. Id. at 925–
32. We remanded the case for the district court to recon-
sider the obviousness issue with the identified analytical
flaws corrected. Id. at 927–28, 937.
On remand, the district court, based on the existing
trial record and the parties’ post-remand briefing, again de-
termined that the ’906 patent’s claims had not been proven
invalid for obviousness. Remand Decision, at 190 & n.4.
Of particular significance to our resolution of the appeal
now before us, the district court found against Teva on the
factual issues of motivation to combine references and rea-
sonable expectation of success to arrive at the claim 2 reg-
imen. Id. at 198–209. The court then rejected Teva’s
argument that it was entitled to a presumption of obvious-
ness of claim 2, id. at 210–11, citing in particular three
Teva-acknowledged differences between the claim limita-
tions and prior art (“dosage amounts, claimed dosing se-
quence and requisite deltoid injections,” id. at 210), while
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adding that such a presumption would in any event be
overcome based on “unexpected results and other pertinent
secondary considerations,” id. at 211 (referring ahead to id.
at 216–24). Regarding claims 10 and 13, the district court
found that Teva failed to prove that a relevant artisan
would be motivated to combine prior-art references to ar-
rive at the claimed dosing regimens for renally impaired
patients. Id. at 211–14. The district court then determined
that Teva had failed to prove that representative particle-
size claims 20 and 21 were invalid for obviousness. Id. at
214–16.
Teva timely appealed. We have jurisdiction under 28
U.S.C. § 1295(a)(1).
II
Obviousness is a question of law based on underlying
findings of fact. Janssen 2024, at 925. We review the over-
all determination de novo and the district court’s underly-
ing factual findings for clear error. Id. Under the clear-
error standard, we uphold the district court’s findings “in
the absence of a definite and firm conviction that a mistake
has been made.” Par Pharmaceutical, Inc. v. Eagle Phar-
maceuticals, Inc., 44 F.4th 1379, 1383 (Fed. Cir. 2022)
(quoting Scanner Technologies Corp. v. ICOS Vision Sys-
tems Corp. N.V., 528 F.3d 1365, 1374 (Fed. Cir. 2008)).
As the challenger in district court, Teva bore the bur-
den of proving, by clear and convincing evidence, the facts
needed to show obviousness. Pfizer, Inc. v. Apotex, Inc., 480
F.3d 1348, 1359–60 (Fed. Cir. 2007). Under the generally
applicable framework for showing obviousness, Teva had
to show “by clear and convincing evidence that a skilled ar-
tisan would have been motivated to combine [or modify] the
teachings of the prior art references to achieve the claimed
invention, and that the skilled artisan would have had a
reasonable expectation of success in doing so,” both parts
of which are well-recognized to be factual issues. Id. at
1361; see, e.g., Grunenthal GmbH v. Alkem Laboratories
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Ltd., 919 F.3d 1333, 1341 (Fed. Cir. 2019); Persion Phar-
maceuticals LLC v. Alvogen Malta Operations Ltd., 945
F.3d 1184, 1189–90 (Fed. Cir. 2019). Clear and convincing
evidence is evidence that “places in the fact finder an abid-
ing conviction” that the factual contentions at issue are
“highly probable” to be true. Procter & Gamble Co. v. Teva
Pharmaceuticals USA, Inc., 566 F.3d 989, 994 (Fed. Cir.
2009) (internal quotation marks omitted); see Colorado v.
New Mexico, 467 U.S. 310, 316 (1984).
A
We begin with Teva’s challenge to the district court’s
holding that Teva did not prove claim 2 invalid for obvious-
ness. Teva contends that the district court should have ap-
plied a presumption of obviousness to claim 2. Teva then
contends that even if such a presumption of obviousness
does not apply, the district court still erred in finding obvi-
ousness not to have been proved. The two contentions are
related, as we will indicate, and they could sensibly be dis-
cussed in reverse order, but we follow Teva’s order of
presentation. We reject both contentions.
1
Teva first argues that the district court legally erred in
not applying a presumption of obviousness to the claim 2
treatment regimen. Teva Opening Br. at 31–36. We disa-
gree.
a
The cases that Teva invokes for this presumption, usu-
ally referred to as overlapping-range cases, are ones in
which a challenged claim requires a feature in a numerical
amount (specified as, e.g., a single figure or a range) and a
prior-art reference teaches that feature in amounts that
overlap with the claimed numerical amount. Such facts
have in many cases been held sufficient to establish prima
facie obviousness and, for the past two decades, to generate
a presumption of obviousness. See, e.g., In re Peterson, 315
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F.3d 1325, 1329 (Fed. Cir. 2003) (“A prima facie case of ob-
viousness typically exists when the ranges of a claimed
composition overlap the ranges disclosed in the prior art.”);
Ormco Corp. v. Align Technology, Inc., 463 F.3d 1299,
1310–11 (Fed. Cir. 2006); Galderma Laboratories, L.P. v.
Tolmar, Inc., 737 F.3d 731, 736–38 (Fed. Cir. 2013); Aller-
gan, Inc. v. Sandoz Inc., 796 F.3d 1293, 1304–05 (Fed. Cir.
2015); E.I. DuPont de Nemours & Co. v. Synvina C.V., 904
F.3d 996, 1006–08 (Fed. Cir. 2018); Valeant Pharmaceuti-
cals International, Inc. v. Mylan Pharmaceuticals Inc., 955
F.3d 25, 31–33 (Fed. Cir. 2020); Almirall, LLC v. Amneal
Pharmaceuticals LLC, 28 F.4th 265, 272–73 (Fed. Cir.
2022); Pfizer Inc. v. Sanofi Pasteur Inc., 94 F.4th 1341,
1347–48 (Fed. Cir. 2024). When the presumption applies,
“‘the burden of production falls upon the patentee to come
forward with evidence’ of teaching away, unexpected re-
sults, or other pertinent evidence of nonobviousness,” but
the burden of persuasion on obviousness remains with the
challenger. E.I. DuPont, 904 F.3d at 1006–07 (quoting Gal-
derma, 737 F.3d at 738); see also Almirall, 28 F.4th at 272;
Pfizer v. Apotex, 480 F.3d at 1360; In re Kumar, 418 F.3d
1361, 1366 (Fed. Cir. 2005).
Our cases have addressed, in ways relevant to our de-
cision here, various issues that have arisen regarding the
potential scope of the presumption. First: We have ruled
that the presumption applies, even where there is no strict
overlap with a teaching of a single piece of prior art, if the
ranges are “close enough that one skilled in the art would
have expected them to have the same properties.” Peterson,
315 F.3d at 1329 (emphasis added) (discussing Titanium
Metals Corp. of America v. Banner, 778 F.2d 775, 782–83
(Fed. Cir. 1985)). Second: We have suggested that the pre-
sumption might apply to, and we have made clear that it
at least supports analogous treatment of, some cases in
which a plurality of prior-art references together (rather
than a single reference alone) may be understood as teach-
ing a range. Iron Grip Barbell Co., Inc. v. USA Sports, Inc.,
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392 F.3d 1317, 1322 (Fed. Cir. 2004) (noting that earlier
cases had “a range disclosed within a single [prior-art] pa-
tent,” whereas in the Iron Grip case “the range [was] dis-
closed in multiple prior art patents,” but “under the
circumstances of this case, that is a distinction without a
difference” because the prior art affirmatively suggests
combining the references). Third: We have indicated that
the overlapping-range presumption can apply even when a
claimed compound is structurally similar (rather than
identical) to prior-art compounds, stressing that whether
the presumption applies in such a situation is a factual
question dependent on what properties the relevant arti-
sans would “expect” to follow from the structural similar-
ity. Valeant, 955 F.3d at 31–34.
One limitation articulated by the district court we do
not find in our cases. Thus, contrary to the district court’s
statement, when we said in Kumar that “[a] prima facie
case of obviousness may be made when the only difference
from the prior art is a difference in the range or value of a
particular variable,” 418 F.3d at 1366, we did not declare a
blanket rule that the presumption “only applies” in that
single-difference circumstance, Remand Decision, at 210.
Nor have we been pointed to other precedents setting a cat-
egorical one-difference limit on the presumption at issue
here. See, e.g., In re Aller, 220 F.2d 454, 456 (CCPA 1955)
(“[A] change in temperature, or in concentration, or in both,
would be an unpatentable modification.” (emphasis
added)). The absence of such a categorical limit, however,
does not mean that the number of differences from the
prior art or the relationship between those differences is
irrelevant to the justification for using the presumption to
truncate the usual full case-specific obviousness inquiry in
a given context.
More broadly, our cases illustrate that invocation of the
presumption is not independent of different inventive con-
texts. Thus, we have expressly noted certain contextual
characteristics that can make the presumption
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inapplicable, such as a very wide prior-art range. See Al-
lergan, 796 F.3d at 1305; Genetics Institute, LLC v. Novar-
tis Vaccines & Diagnostics, Inc., 655 F.3d 1291, 1306 (Fed.
Cir. 2011) (discussing Peterson, 315 F.3d at 1330 & n.1).
We have also stressed the role of relevant artisans’ expec-
tations (as indicated just above), which may differ for dif-
ferent kinds of inventions, and repeatedly stated the
presumption, or explained its bases, in ways that may turn
on facts about the invention’s context, sometimes stressing
the centrality of context-specific factual issues. For exam-
ple, in Peterson, our statement of the basic rule was that
“[a] prima facie case of obviousness typically exists when
the ranges of a claimed composition overlap the ranges dis-
closed in the prior art.” 315 F.3d at 1329 (second and third
emphases added). In E.I. DuPont, we relied on Peterson’s
“typically” statement about compositions and also on the
explanation in Aller, 220 F.2d at 456, that “[n]ormally, it is
to be expected that a change in temperature, or in concen-
tration, or in both, would be an unpatentable modification.”
904 F.3d at 1006 (emphases added). In Genetics Institute,
we recited “our longstanding admonition that ‘generaliza-
tion is to be avoided insofar as specific structures are al-
leged to be prima facie obvious one from the other,’” 655
F.3d at 1306 (quoting In re Jones, 958 F.2d 347, 350 (Fed.
Cir. 1992)), just before rejecting invocation of the Peterson
presumption, citing Peterson’s “typically” sentence and con-
cluding that the premises of the presumption do “not apply
to the facts of this case,” id. In Valeant, which involved
claims requiring a pH range for a compound structurally
similar (but not identical) to the pertinent compounds of
the prior art (teaching overlapping ranges), we explained
that “[w]hether [the claimed compound’s] structural simi-
larity in an overlapping range of pH in solution is sufficient
to yield a prima facie case of obviousness depends on the
facts of record. In re Jones, 958 F.2d [at 350] (‘Every case,
particularly those raising the issue of obviousness under
section 103, must necessarily be decided upon its own
facts.’).”
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In cases not clearly covered by precedents, the prem-
ises on which the presumption rests properly guide
whether it should be held to apply in a given setting. The
presumption is justified by interrelated premises: “where
the general conditions of a claim are disclosed in the prior
art, it is not inventive to discover the optimum or workable
ranges by routine experimentation,” E.I. DuPont, 904 F.3d
at 1006 (quoting Aller, 220 F.2d at 456); “[t]he normal de-
sire of scientists or artisans to improve upon what is al-
ready generally known provides the motivation to
determine where in a disclosed set of percentage ranges is
the optimum combination of percentages,” Peterson, 315
F.3d at 1330; “discovery of an optimum value of a result
effective variable in a known process is ordinarily within
the skill of the art,” id. (alteration omitted) (quoting In re
Boesch, 617 F.2d 272, 276 (CCPA 1980)); and numerical
amounts can be “close enough such that one skilled in the
art would have expected them to have the same proper-
ties,” id. at 1329 (discussing Titanium Metals, 778 F.2d at
782–83); see also, e.g., Pfizer v. Sanofi Pasteur, 94 F.4th at
1347–48. Those premises are factual ones about relevant
artisans’ motivations to optimize and expectations from
routine experimentation—which, not surprisingly, are ma-
terially the same as the basic factual inquiries of the nor-
mal full obviousness analysis (motivation to combine or
modify and expectation of success) that the presumption,
when applicable, replaces.
The facts about the presence of the presumption’s
premises, like other legally pertinent facts, can be deter-
mined in at least two kinds of ways. First, they can be
found by the finder of fact after full factfinding proceedings
in a particular case. See In re Applied Materials, Inc., 692
F.3d 1289, 1293–95 (Fed. Cir. 2012) (relying on findings by
the PTO Board of Patent Appeals and Interferences of a
relevant artisan’s motivation to optimize by routine exper-
imentation); Almirall, 28 F.4th at 272 (applying the pre-
sumption based on “factual findings” about overlap and a
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relevant artisan’s expectations). Most of the presumption
cases cited by the parties involve such full factfinding pro-
ceedings and our affirmance of an express or implicit deter-
mination by the finder of fact (e.g., the PTO or a district
court) on the relevant motivation and expectations of the
ordinary skilled artisan at issue.2 Second, sometimes the
facts about such motivation and expectation are beyond
reasonable dispute, necessitating a particular result on the
2 See Aller, 220 F.2d at 456, 458–59; In re Ornitz, 351
F.2d 1013, 1014–17 (CCPA 1965); In re Malagari, 499 F.2d
1297, 1303 (CCPA 1974); In re Wertheim, 541 F.2d 257,
267–68 (CCPA 1976) (affirming in relevant part that a
prima facie case had been made out regarding certain pro-
cess claims); Boesch, 617 F.2d at 276; In re Woodruff, 919
F.2d 1575, 1578 (Fed. Cir. 1990); In re Geisler, 116 F.3d
1465, 1469–70 (Fed. Cir. 1997); Peterson, 315 F.3d at 1329–
32; In re Harris, 409 F.3d 1339, 1341–44 (Fed. Cir. 2005);
Applied Materials, 692 F.3d at 1293–97; Almirall, 28 F.4th
at 272–73; Pfizer v. Sanofi Pasteur, 94 F.4th at 1347–49.
In Genetics Institute, we affirmed a determination of no
prima facie case made after factfinding proceedings. 655
F.3d at 1302–07. In Allergan, we affirmed a factfinder’s
rejection of an obviousness challenge, noting that we did
not need to decide whether a prima facie case was made
out. 796 F.3d at 1303–07. In Valeant, we reversed a grant
of summary judgment to the patent owner, holding that “a
prima facie case . . . sufficient to survive summary judg-
ment” was present and remanding for more factfinding.
955 F.3d at 33, 34. We also remanded for more factfinding
in Kumar, 418 F.3d at 1366–69.
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record in a case (whether without or after full factfinding)
viewed under relevant precedent.3
b
In this case, Teva’s argument is that because the ’548
protocol disclosed equal loading doses of 150 mg-eq. or of
100 mg-eq., and WO ’384 disclosed a range that contains
both these values, the prior art rendered claim 2’s loading
doses (150, then 100) prima facie obvious. Teva Opening
Br. at 33 (citing J.A. 13244; J.A. 13317). But the district
court made detailed findings that are counter to finding the
premises of the presumption to be present for the treat-
ment regimen of claim 2. Remand Decision, at 198–208.
We conclude that there is an insufficient basis in the record
evidence for us to apply the invoked presumption in the
face of the district court’s clear findings against Teva on
the issues of relevant artisans’ motivation and expecta-
tions.
3 Cases cited by the parties on this issue where we
applied the presumption or invoked it at least as analogical
support, either by requiring summary judgment or by set-
ting aside the factfinder’s ruling reached after full factfind-
ing, include the following: Iron Grip, 392 F.3d at 1320–23;
Ormco, 463 F.3d at 1310–11; Galderma, 737 F.3d at 737–
38; E.I. DuPont, 904 F.3d at 1006–08.
In Titanium Metals, we reversed a finding of the dis-
trict court in a case under 35 U.S.C. § 145, but our decision
was in agreement with the PTO’s contrary finding (with
which the district court had disagreed); and we suggested
that the record made clear that certain claimed and prior-
art “proportions [components of alloys] were so close that
prima facie one skilled in the art would have expected them
to have the same properties.” 778 F.2d at 782–83.
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It is sufficient for us to focus just on the combination of
specified dosages at specified times required by the claim,
which is different from the prior art. We do not rely on
claim 2’s requirement of injection in the deltoid (not glu-
teal) muscle for the two loading doses, though that is also
a difference from the prior art. We have already indicated
that the district court erred in reading Kumar to say that
the presumption is unavailable whenever there is more
than one difference from the prior art. Id. at 210. And the
district court found the choice of injection site (one of es-
sentially two choices) to be one a relevant artisan would be
motivated to adopt with a reasonable expectation of suc-
cess. Id. at 209.
The treatment regimen at issue is a combination of dos-
ages and times of injection—with decreasing loading
doses—where the evidence reasonably characterizes the
combination as an integrated unit of steps taken over time
for achieving desired medicinal effects (on the brain) in a
patient over time. The crucial choice made by Janssen, as
the district court properly framed the matter, was the
choice to start with a particular high first loading dose and
then follow it with a second, lower loading dose. That
choice for the combination of loading doses is addressed to
the relation between two dosage figures in a way that does
not clearly fit within the presumption’s focus on simply se-
lecting a number or range overlapping a prior-art range of
a variable or, even, a plurality of variables that overlap
with prior-art ranges where the variables are properly con-
sidered separately from each other.
To determine whether we nevertheless should deem
the choice to be within the presumption, we look to whether
the choice made here comes within the underlying ra-
tionale of relevant artisans’ routine optimization in this
particular field. That inquiry is a factual one, as explained
above, and on the present record, we will not extend the
presumption to this case.
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Here, the factual findings by the district court are
counter to finding the presumption’s premises applicable.
Whatever might be shown in a future case, the record in
this case does not compel a contrary finding (as we will dis-
cuss next, in reviewing the district court’s full obviousness
analysis). And neither is a contrary finding compelled by
case law generally. The cases are overwhelmingly about
the makeup of, and/or processes of making, alloys or other
compositions, and none involves a choice closely akin to the
one made here for the related doses in a (psychosis) treat-
ment regimen.4 More particularly, none of the cases where
we decided the matter based on something other than case-
4 See Aller, 220 F.2d at 458–59 (process for making
phenol); Ornitz, 351 F.2d at 1014–17 (metal alloys); Mala-
gari, 499 F.2d at 1303 (steel-making process); Wertheim,
541 F.2d at 267–68 (freeze-drying coffee); Boesch, 617 F.2d
at 276 (alloys); Titanium Metals, 778 F.2d at 782–83 (al-
loys); Woodruff, 919 F.2d at 1578 (refrigeration atmos-
phere); Geisler, 116 F.3d at 1468–69 (protective layered
coating); Peterson, 315 F.3d at 1329–32 (alloys); Harris,
409 F.3d at 1341–44 (alloys); Kumar, 418 F.3d at 1366–69
(size and distribution of particles used in polishing compo-
sitions); Genetics Institute, 655 F.3d at 1302–07 (recombi-
nant blood-clotting proteins); Applied Materials, 692 F.3d
at 1293–97 (grooves in pads for polishing semiconductor
substrates); Allergan, 796 F.3d at 1303–07 (composition for
ophthalmic use, not deciding prima facie case issue); Vale-
ant, 955 F.3d at 31–34 (pharmaceutical preparation, rely-
ing on specific record as supporting a prima facie case but
remanding for more factfinding); Almirall, 28 F.4th at 272–
73 (content of dermatological compositions); Pfizer v.
Sanofi Pasteur, 94 F.4th at 1347–49 (content of conjugates
in immunogenic compositions).
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specific factfinding supports a similar decision here.5 In
these circumstances, we hold that the proper course at pre-
sent is to apply the normal full obviousness analysis, ra-
ther than a truncated version based on the invoked
presumption.
2
Teva argues that even if the invoked presumption does
not apply, the district court erred in determining that claim
2 was not invalid for obviousness. Teva Opening Br. at 42–
58. Teva asserts that “[t]he only patentable difference the
district court identified between the claim[] and prior art
was the so-called ‘unequal, decreasing loading doses.’” Id.
at 42 (capitalization normalized) (quoting Remand Deci-
sion, at 199; citing id. at 199–209). According to Teva, the
district court placed too much emphasis on the “unequal”
and “decreasing” characteristics of the claimed dosing reg-
imen and “erred by requiring ‘motivation . . . to reach the
specific dosing regimen of Claim 2.’” Id. at 44–45 (citing
Remand Decision, at 199).
To the extent that Teva alleges an improper focus on
the “specific dosing regimen of Claim 2,” the criticism is
misplaced. It is bedrock law that the inquiry of motivation
5 See Iron Grip, 392 F.3d at 1320–23 (claim to three
elongated holes in barbell weight plates to use as handles;
three pieces of prior art disclosed, respectively, one, two,
and four such handles); Ormco, 463 F.3d at 1310–11
(schedule for switching out teeth aligners—claimed 2–20
days, 14–21 days taught in a prior-art reference); Gal-
derma, 737 F.3d at 737–38 (acne medication with 0.3%
adapalene claimed, where prior art taught 0.01%–1%); E.I.
DuPont, 904 F.3d at 1006–11 (method of making a carbox-
ylic acid, with overlap of conditions—particular tempera-
ture and partial pressure—between claim requirements
and a prior-art reference).
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and reasonable expectation of success must focus on arriv-
ing at the claimed invention, though more than one step
may be involved in getting there. See, e.g., Auris Health,
Inc. v. Intuitive Surgical Operations, Inc., 32 F.4th 1154,
1158 (Fed. Cir. 2022) (“The motivation-to-combine inquiry
asks whether a skilled artisan not only could have made
but would have been motivated to make the combinations
. . . of prior art to arrive at the claimed invention.” (empha-
sis added) (internal quotation marks omitted) (quoting
Belden Inc. v. Berk-Tek LLC, 805 F.3d 1064, 1073 (Fed. Cir.
2015)); Teva Pharmaceuticals USA, Inc. v. Corcept Thera-
peutics, Inc., 18 F.4th 1377, 1381 (Fed. Cir. 2021) (“The rea-
sonable-expectation-of-success analysis must be tied to the
scope of the claimed invention. . . . Teva was required to
prove a reasonable expectation of success in achieving the
specific invention claimed, a 600 mg dosage.”). Contrary to
Teva’s suggestion, that requirement is wholly consistent
with the recognition that a relevant artisan may be moti-
vated to do more than one thing. Janssen 2024, at 930.
We conclude that the district court did not commit clear
error in its findings that Teva did not prove the key facts
needed to establish obviousness of claim 2 by clear and con-
vincing evidence. Remand Decision, at 199–208.
a
The district court rejected Teva’s contention that WO
’384 and the ’544 patent would have motivated a relevant
artisan to “modify the ’548 Protocol to achieve the loading
dose regimen of Claim 2,” finding, among other things, that
“neither reference discloses a loading dose regimen.” Id. at
200. Teva challenges the district court’s determination. It
asserts that because WO ’384 and the ’544 patent teach
methods of calibrating doses of paliperidone palmitate for
specific patients, these references would have led a rele-
vant artisan to “come up with an optimal dosage regimen,”
thereby rendering the claimed regimen obvious. Teva
Opening Br. at 46–48.
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Teva has not shown clear error. As the district court
found—and Teva agreed—neither WO ’384 nor the ’544 pa-
tent discloses a loading-dose regimen. Remand Decision,
at 200 (citing Teva’s expert testimony at J.A. 10512, lines
5–8, J.A. 10506, line 24, through 10507, line 1). There was
record evidence that the ’544 patent would not have
“taught or suggested to a skilled artisan to use a loading
dose regimen.” Id. (quoting J.A. 12256, lines 12–14
(Janssen’s expert testimony)). The district court, carefully
considering Teva’s calibration theory, reasonably found
that “Teva d[id] not provide sufficient support in the record
for this theory.” Id. at 200 n.11.
b
The district court rejected Teva’s theory that a relevant
artisan would have been motivated to use a large initial
loading dose followed by a reduced second loading dose. Re-
mand Decision, at 199–206. Teva challenges that determi-
nation, relying on the prior-art references Ereshefsky
1990,6 Ereshefsky 1993,7 and Karagianis.8 Teva Opening
Br. at 49–51, 53–55. It argues that those references taught
a relevant artisan to “use a larger initial dose to ‘load’ the
patient, so that therapeutic effects are achieved more rap-
idly” and to administer a reduced second loading dose so as
to avoid excessive accumulation of paliperidone palmitate
within the patient. Id. at 50–51 (citing J.A. 14124
(Ereshefsky 1993); J.A. 14115 (Ereshefsky 1990)); see also
6 Larry Ereshefsky et al., Kinetic and Clinical Eval-
uation of Haloperidol Decanoate Loading Dose Regimen, 26
Psychopharmacology Bull. 108 (1990). J.A. 14113–20.
7 Larry Ereshefsky et al., A Loading-Dose Strategy
for Converting from Oral to Depot Haloperidol, 44 Hosp. &
Cmty. Psychiatry 1155 (1993). J.A. 14121–29.
8 James L. Karagianis et al., Rapid Tranquilization
with Olanzapine in Acute Psychosis: A Case Series, 62 J.
Clinical Psychiatry 12 (2001). J.A. 16199–16203.
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id. at 53 (asserting that Karagianis teaches a high loading
dose of olanzapine, a second-generation long-acting inject-
able antipsychotic medication).
Teva specifically challenges, in a mix of the district
court’s and Teva’s own words, the district court’s finding
that a relevant artisan would not have been motivated to
administer “sufficiently high [long-acting injectable] load-
ing doses to treat acutely ill patients,” as such a treatment
would “not [work] fast enough to treat acute conditions.”
Teva Opening Br. at 49–50 (citing J.A. 12379, lines 4–13
(Teva’s expert testimony); J.A. 11212, lines 10–16
(Janssen’s expert testimony); Remand Decision, at 201).
Teva also argues that the district court further erred in
finding that Teva’s own expert testimony undermined
Teva’s Karagianis-based proposed motivation for a high
first loading dose. Id. at 53–54 (citing Remand Decision, at
201–02). Teva further challenges the district court’s refer-
ence to a relevant artisan’s motivation to modify the dose’s
particle sizes (to achieve therapeutic effects more rapidly)
as a basis for not finding that a relevant artisan would be
motivated to modify the dose amount. Id. at 54–55 (citing
Remand Decision, at 202). Additionally, Teva contends
that the district court’s understanding that Ereshefsky
1993 “teaches the reduction of maintenance doses, not load-
ing doses” is too narrow and ignores the application of the
Ereshefsky references’ teachings to loading doses. Id. at 51
(quoting Remand Decision, at 203).
Teva has not shown clear error in the foregoing re-
spects. Thus, the district court had an adequate basis for
rejecting Teva’s theory that a relevant artisan would want
to use the maximum safe dose as a first loading dose. Re-
mand Decision, at 202–04. With sufficient support from
the Ereshefsky references themselves and testimony from
Janssen’s expert, the court reasonably found that the
Ereshefsky references addressed studies of patients who
were already stabilized on oral haloperidol (a known and
established medication) before starting experimental
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regimens with long-acting injectables, so those references
would not have taught a relevant artisan to use long-acting
injectables to “load” patients. Id. at 201 (citing J.A. 14125
(Ereshefsky 1993); J.A. 11568, line 21, through 11569, line
13 (Janssen’s expert testimony discussing Ereshefsky
1990)). Likewise, the district court had an adequate evi-
dentiary basis for rejecting Teva’s argument about what
was taught by Karagianis. For example, while one Teva
expert testified that Karagianis taught using a high first
loading dose to treat an acutely ill patient, another Teva
expert explained that a relevant artisan would not use
long-acting injectables to treat an acutely agitated patient.
Id. at 201–02 (citing J.A. 10313, line 11, through 10314,
line 22; J.A. 10090, lines 12–23; J.A. 12383, line 24,
through 12384, line 11).
Likewise, we see no clear error in the district court’s
determination that a relevant artisan would seek to speed
up a patient’s absorption of the medication by reducing the
particle size and not by increasing the dose. The court rec-
ognized that a relevant artisan “can be motivated to do
more than one thing” and simply found that “the evidence
demonstrates a POSA would be motivated to modify the
particle size to achieve therapeutic effects more rapidly,
and there is insufficient evidence to support that a POSA
would be motivated to modify the loading dose size to
achieve the same.” Id. at 202 n.20 (citing Janssen 2024, at
930). Although Teva might suggest otherwise, Teva Open-
ing Br. at 54–55, the district court did not find that adjust-
ing the smaller particle size would have precluded
adjusting the dose amount or that this was an either/or
choice. Rather, the district court evaluated the evidentiary
record, credited the testimony of Janssen’s expert that ad-
ministering a larger dose would not help a patient reach
the therapeutic threshold more quickly, and found insuffi-
cient evidence in support of adjusting the dose amount at
all. Remand Decision, at 202–03 (citing J.A. 12109, line 22,
through 12110, line 4; J.A. 11592, line 22, through 11594,
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line 25; J.A. 12111, lines 6–13 (Janssen’s expert testi-
mony)).
In addition, the district court had an adequate eviden-
tiary basis for rejecting Teva’s theory that Ereshefsky 1993
teaches reducing second loading doses, including testimony
from Teva’s expert that “loading doses and maintenance
doses are distinct concepts,” so a relevant artisan “would
not infer that Ereshefsky’s teachings on maintenance doses
would apply equally to loading doses.” Id. at 203 (citing
J.A. 14124 (Ereshefsky 1993); J.A. 10322, line 17, through
10323, line 1; J.A. 10372, lines 15–24; J.A. 10211, lines 8–
12; J.A. 10312, lines 12–13 (Teva’s expert testimony); J.A.
14115 (Ereshefsky 1990)). The court reasonably found that
Teva had not met its evidentiary burden of showing that a
relevant artisan “would reasonably infer from the reduc-
tion of a maintenance dose a motivation to reduce a second
loading dose.” Id.
c
Teva next argues that the district court was required
to find that the Haldol label prior-art reference,9 which pro-
vides guidance on the injectable administration of another
antipsychotic medication (haloperidol decanoate), would
have motivated a relevant artisan to reach the claimed dos-
ing regimen. Teva Opening Br. at 51–53. Teva points to
two specific teachings in support of this argument: (1) “that
an injectable dose should be approximately 10 to 20 times
the daily oral dose”; and (2) that because a dose of Haldol
should not exceed a certain amount (100 mg), if a patient
requires a larger dose, the dose should be administered in
two injections: an initial dose of the maximum amount and
the remaining (smaller) balance in the second dose. Id. at
9 HALDOL® Decanoate 50 (haloperidol) HALDOL®
Decanoate 100 (haloperidol) For IM Injection Only (last
modified May 2007). J.A. 16640–53.
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51–52 (citing J.A. 16650–52). Teva argues that the district
court reversibly erred in “read[ing] the Haldol label’s teach-
ings as strictly limited to the particular drug and the spe-
cific numbers on the label.” Id. at 52 (citing Remand
Decision, at 205).
We disagree. The district court’s determination that
the Haldol label would not have taught a relevant artisan
an unequal, decreasing dosing regimen is not clearly erro-
neous. The reference itself, as the court identified, in-
structs a practitioner to “begin with lower initial doses and
to adjust the dose upward as needed.” Remand Decision,
at 205 (quoting J.A. 16651 (Haldol label); citing J.A. 12392,
line 19, through 12393, line 1 (Teva’s expert testimony)).
The court also found, reasonably, that the Haldol label’s
specific instructions actually teach an increasing rather
than a decreasing dosing regimen. Id. (citing J.A. 16651).
Further, the district court explained—and both parties
agreed—that haloperidol decanoate and paliperidone pal-
mitate behave differently in the human body. Id. (citing
J.A. 10513, lines 17–24, 10515, lines 9–21 (Teva’s expert
noting that the two drugs have different pharmacokinetic
profiles and have different rate processes); J.A. 11566, line
18, through 11567, line 11 (Janssen’s expert explaining
that studies of drugs with different pharmacokinetics can-
not be directly correlated)). Taking into account the inher-
ent differences between the medications, the district court
further found that Teva “d[id] not provide sufficient evi-
dence as to why” a relevant artisan would be motivated “to
apply the specific quantitative amounts recommended
based on haloperidol decanoate to paliperidone palmitate.”
Id. at 204.
d
The district court found that a relevant artisan would
not have a reasonable expectation of success (of achieving
the claimed invention’s therapeutic benefits) based on the
prior art. Id. at 206–08. Teva presents two specific
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challenges to that finding, arguing (1) that the court erro-
neously considered factors not in the claims, e.g., “safety,
efficacy, or regulatory approval,” and (2) that the district
court erred in finding that the multi-dose nature of the
claimed regimens added complexity that would have pre-
cluded a relevant artisan from expecting success. Teva
Opening Br. at 56–58. We discern no reversible error by
the district court on this issue.
“The reasonable expectation of success requirement re-
fers to the likelihood of success in combining references to
meet the limitations of the claimed invention.” Intelligent
Bio-Systems, Inc. v. Illumina Cambridge Ltd., 821 F.3d
1359, 1367 (Fed. Cir. 2016). But the district court made its
point about reasonable expectation of success in a way that
was tied to the motivation to make the needed combination
or modification, and it is not legal error or clear error to
consider unclaimed factors in the analysis “if a skilled ar-
tisan would reasonably consider” these unclaimed factors
in the process of “creating a useful claimed invention.”
Natera, Inc. v. NeoGenomics Laboratories, Inc., 106 F.4th
1369, 1378 (Fed. Cir. 2024); see also OSI Pharmaceuticals,
LLC v. Apotex Inc., 939 F.3d 1375, 1385 (Fed. Cir. 2019)
(holding that while efficacy data is not always required for
a reasonable expectation of success, a lack of efficacy data
can be found to affect a relevant artisan’s reasonable ex-
pectations of success). The district court, relying on testi-
mony from Teva’s expert, properly found that a relevant
artisan “would be motivated to use a dosing regimen that
is safe and effective.” Remand Decision, at 207 (citing J.A.
10320, lines 5–12; J.A. 10324, line 18, through 10325, line
11, J.A. 10426, lines 6–12). We see no reversible error in
the court’s consideration of those factors.
The district court next found that a relevant artisan
would not reasonably expect the claimed dosing regimen to
be a safe and effective treatment. Id. at 207–08. That find-
ing was supported by the testimony of Janssen’s expert
that multi-dose regimens introduce additional complexities
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(e.g., excess accumulation of the drug in a patient’s body
and fluctuation of drug levels between administrations) be-
yond those of single-dose regimens and may lead to adverse
effects. Id. (citing J.A. 11597, line 17, through 11599, line
14 (Janssen’s expert testimony)). The fact that the only
prior-art reference that disclosed multi-dose regimens, the
’548 protocol, included no safety or efficacy results further
bolstered the court’s finding that a relevant artisan would
have found multi-dose regimens more unpredictable. Id. at
207. Based on the evidentiary record, we see no clear error
in the court’s determinations that a relevant artisan would
not have had reasonable expectation of success.
For all those reasons, we reject Teva’s challenge to the
district court’s upholding of claim 2.
B
Teva also challenges the district court’s decision to up-
hold two groups of other representative claims—claims 10
and 13; and claims 20 and 21. We reject these challenges
as well.
1
Teva argues that the subject matter of claims 10 and
13, the representative renal-impairment claims, would
have been obvious to a relevant artisan. It contends that
the prior art taught how to calibrate paliperidone palmi-
tate doses for renally impaired patients, generally by ad-
ministering lower doses. Teva Opening Br. at 59–66. Teva
relies on the Invega ER label,10 which it asserts teaches de-
creasing doses by 50% for mild renal impairment and by
75% for moderate-to-severe renal impairment. See J.A.
16233 (teaching doses of 12 mg/day for patients with no re-
nal impairment, 6 mg/day for patients with mild renal
10 INVEGA™ (paliperidone) Extended-Release Tab-
lets. J.A. 16209–34.
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impairment, and 3 mg/day for patients with moderate-to-
severe renal impairment). Teva also relies on Cleton
2007,11 which teaches administering lower doses of paliper-
idone extended-release tablets to patients with moderate-
to-severe renal impairment. J.A. 14112. Teva contends
that the district court applied an erroneously narrow test
for obviousness in “limiting prior art to express disclosures
and disregarding a [relevant artisan]’s motivation to make
minor changes.” Teva Opening Br. at 60 (discussing Re-
mand Decision, at 211, 213, which states that reducing any
of the ’548 protocol’s dosing regimens by 50% or 75%, as
suggested by the Invega ER label, would not result in the
claimed dosing regimens). Teva argues that the district
court mistakenly read “mild renal impairment” into the
claim language. Id. at 61–64 (citing Janssen 2024, at 927).
And Teva argues that the district court incorrectly found
that Cleton 2007, which is silent on modifying doses for pa-
tients with mild renal impairment, teaches away from re-
ducing doses for such patients. Id. at 64–66 (citing Remand
Decision, at 212 & n.26).
We are not persuaded by these arguments. The district
court found—without clear error—that Teva failed to prove
a motivation to reduce the prior art’s dosing regimens in
such a way as to arrive at the regimens of claim 10 or 13.
The district court reasonably determined, based on Teva’s
expert testimony that “[p]atients with moderate to severe
renal impairment are not to receive [Invega Sustenna]” at
all, and that Teva’s theory of motivation focused on treat-
ing patients with mild renal impairment. Remand Deci-
sion, at 211 (citing J.A. 10332, lines 10–15); see also J.A.
13120 (Invega Sustenna label expressly stating that it is
11 A. Cleton et al., Effects of renal impairment on the
pharmacokinetic profile of paliperidone extended-release
tablets, 81 Clinical Pharmacology & Therapeutics S63
(2007). J.A. 14112.
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“not recommended in patients with moderate or severe re-
nal impairment”). In other words, the district court’s focus
on how a relevant artisan would modify a dosing regimen
for patients with mild renal impairment was not an erro-
neous reading-in of an extraneous limitation but a fact-
driven inquiry in response to the case Teva presented. The
court found that Cleton 2007 recommended lowering doses
for patients with moderate-to-severe renal impairment but
was silent on what to do for patients with mild renal im-
pairment. Remand Decision, at 212 (citing J.A. 14112).
Contrary to Teva’s assertion that the district court wrongly
interpreted Cleton 2007 as teaching away, we read the
court as having resolved a dispute between experts about
what the prior art would have taught a relevant artisan.
Id. (citing J.A. 11586, lines 14–20 (Janssen’s expert testi-
mony)). We see no clear error in the district court’s weigh-
ing of experts’ testimony in determining that Teva’s theory
of motivation was not supported by the record, so we up-
hold this factual determination.
2
Representative claims 20 and 21 depend on claim 19,
which in turn depends on claims 1, 4, 8, or 11. ’906 patent,
col. 43, lines 32–51; Remand Decision, at 214. Because we
affirm the district court’s determinations that claims 2
(representative of claims 1 and 4), 10 (representative of
claim 8), and 13 (representative of claim 11) have not been
proved invalid for obviousness, see supra Parts II.A, II.B.1,
we hold that claims 20 and 21 have likewise not been
proven invalid for obviousness. See In re Fritch, 972 F.2d
1260, 1266 (Fed. Cir. 1992) (holding that dependent claims
are nonobvious if the independent claims they depend on
are nonobvious).
* * *
Because we affirm the district court’s rejection of
Teva’s affirmative case for obviousness on its own terms,
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we need not address the district court’s consideration of ob-
jective indicia invoked by Janssen to show nonobviousness.
III
We have considered Teva’s other arguments and find
them unpersuasive. For the foregoing reasons, we affirm
the district court’s determination that the challenged
claims have not been proven invalid for obviousness and
therefore the court’s judgment.
AFFIRMED
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