Der KI-Arbeitsbereich für Juristen
- Rechtsrecherche mit Zugriff auf über 1 Million Quellen
- Dokumentenautomatisierung
- Mandatsverwaltung
- Gehostet in der EU und der Schweiz
14 Tage kostenlos testen (10 Fragen/Tag während der Testphase)
Der KI-Arbeitsbereich für Juristen
14 Tage kostenlos testen (10 Fragen/Tag während der Testphase)
E064672•P. v. Albor
E064672Court of Appeal Fourth Appellate District / 2. Abteilung27.11.2017
1
Filed 11/27/17 P. v. Albor CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent,
v.
RIGOBERTO ALBOR,
Defendant and Appellant.
E064672
(Super.Ct.No. RIF1203368)
OPINION
APPEAL from the Superior Court of Riverside County. Michael B. Donner and
Mac R. Fisher, Judges. Reversed in part; affirmed in part with directions.
Carl Fabian, under appointment by the Court of Appeal, for Defendant and
Appellant.
Kamala D. Harris and Xavier Becerra, Attorneys General, Gerald A. Engler, Chief
Assistant Attorney General, Julie L. Garland, Assistant Attorney General, Scott C. Taylor
and Charles C. Ragland, Deputy Attorneys General, for Plaintiff and Respondent.
-- 1 of 27 --
2
Defendant and appellant Rigoberto Albor arranged to meet Rudy D.1 on a street in
Moreno Valley to sell him methamphetamine. When they arrived, Rudy gave defendant
the money and defendant handed him the drugs. Rudy was upset about the amount of
drugs and they got into a dispute. Defendant pulled a gun on Rudy and shot him in the
chest. Prior to defendant’s trial, he called his brother from jail and advised him to contact
Rudy to tell him to tell the “truth” when he testified at defendant’s trial.
Defendant was convicted in a first trial of dissuading a witness from testifying and
being a felon addicted to narcotics in possession of a firearm. In a second trial, the jury
found him guilty of the attempted, premeditated and deliberate murder of Rudy along
with two enhancements involving the use of a firearm causing great bodily injury.
Defendant makes the following claims on appeal:
1. Insufficient evidence was presented to support defendant’s conviction in his
first trial of dissuading a witness to testify at trial within the meaning of Penal Code
section 136.1, subdivision (a)(1).2
2. He received ineffective assistance of counsel based on his counsel’s
concession of defendant’s guilt on the dissuading a witness charge in the first trial.
3. The trial court improperly modified the standard instruction in CALCRIM
No. 2622 for dissuading a witness.
1 California Rules of Court, rule 8.90.
2 All further statutory references are to the Penal Code unless otherwise indicated.
-- 2 of 27 --
3
4. His counsel rendered ineffective assistance of counsel by (1) stipulating at
the second trial that he had been found guilty in a prior proceeding of dissuading Rudy
not to testify against him, and that defendant had been convicted of possession of a
firearm by a felon; and (2) by failing to request a limiting instruction on the relevance of
the prior jury findings.
5. The true finding on the section 12022.7 great bodily injury enhancement
must be stricken because it is a lesser included enhancement of section 12022.53,
subdivision (d).
6. Section 654 required that the trial court stay the sentence on his felon in
possession of a firearm charge.
7. The trial court should have inquired further as to whether defendant wanted
to replace retained counsel prior to sentencing.
FACTUAL AND PROCEDURAL HISTORY
A. PROCEDURAL HISTORY
Defendant was charged by the Riverside County District Attorney’s Office with
the attempted premeditated, deliberate and willful murder of Rudy D. (§§ 664, 187, subd.
(a); count 1). It was additionally alleged as to count 1 that he personally and intentionally
discharged a firearm causing great bodily injury (GBI) or death within the meaning of
section 12022.53, subdivision (d), and personally inflicted GBI within the meaning of
section 12022.7, subdivision (a). In count 2, defendant was charged with being a felon
addicted to drugs in possession of a firearm (§ 29800, subd. (a)(1)); and in count 3 he was
charged with preventing or dissuading a witness from attending and giving testimony at a
-- 3 of 27 --
4
trial (§ 136.1, subd. (a)(1)). It was further alleged as to all counts that defendant served
five prior prison terms (§ 667.5, subd. (b)).
On October 11, 2013, defendant was found guilty of counts 2 and 3 at a first trial.
On September 1, 2015, after a second trial, defendant was found guilty of attempted
premeditated and deliberate murder and the jury found the GBI allegations true. In a
bifurcated proceeding, defendant admitted he had suffered the five prior convictions for
which he served prison terms.
Defendant was sentenced to three years on count 2 and two years on count 3. He
was sentenced to five years for the prior convictions. On count 1, he received an
indeterminate sentence of 7 years to life, plus 25 years to life on the section 12022.53,
subdivision (d) enhancement, plus 3 years to life on the section 12022.7 enhancement, for
a total of 35 years to life. Defendant received a total sentence of 35 years to life plus 10
years.
B. FACTUAL HISTORY
1. FIRST TRIAL
On July 1, 2012, Christina L.3 and defendant had been at a shop owned by their
friend A.R. They stayed up all night taking methamphetamine. The next day, defendant,
Christina and A.R. entered A.R.’s truck. They drove to Moreno Valley and parked the
truck on War Admiral Street. Another car pulled up behind them. The occupants of the
other car were Rudy and a person she knew as Tyson B. She had previously sold drugs
3 Christina had prior convictions of burglary and narcotics possession.
-- 4 of 27 --
5
to Rudy. Christina, defendant and A.R. all exited the truck. Rudy and defendant entered
the truck to exchange the drugs for money.
Rudy and defendant exited the truck. The conversation between defendant and
Rudy got heated. Rudy was unhappy about the amount of drugs that defendant sold him
but defendant assured him he would bring him more later. Christina observed Rudy look
like he was going to take a swing at defendant. Christina got nervous and looked away.
She yelled at defendant and A.R. that they needed to leave. Before defendant and A.R.
came back to the truck, Christina heard a loud noise that sounded like a gunshot.
Defendant and A.R. returned to the truck. Defendant said, “We gotta go.” They
drove away. They drove to Christina’s friend’s house in Beaumont. While they were
driving, defendant said “I think I shot that fool in the neck.” Defendant seemed surprised
that he had shot him. Christina did not see defendant with a gun in the truck. Christina
had seen defendant with a gun in the past but not on that day. Christina did not think that
defendant shot Rudy because after the gunshot she looked in the rearview mirror and
Rudy was still standing.
Christina identified all of the participants—defendant, Tyson, Rudy and A.R.—
from photographic lineups shown to her prior to trial. Christina had seen a gun at A.R.’s
shop earlier that day; she believed it belonged to A.R.
Hailey Hermanson lived on War Admiral Street in Moreno Valley on July 2, 2012.
On that day, she was walking to her car, which was parked in her driveway, when she
observed two vehicles parked across the street that she did not recognize as belonging to
any of her neighbors. One appeared to be a “low rider” truck. There was a man and a
-- 5 of 27 --
6
woman in the truck. She believed the other vehicle contained two males. Hermanson
entered her car and heard a “pop.” Both vehicles drove away. She never saw a gun.
A.R. was in custody in state prison for drug offenses. A.R. admitted being with
defendant and Christina on July 2. They all drove in his truck to meet someone.
Defendant was driving. They parked by a dark, small car. A.R. talked to the driver; he
did not know the driver. Defendant went to talk to “Rudy.” A.R. did not recall that he
then heard a “pop” sound. They drove away. A.R. never saw defendant with a gun that
day.
Rudy acknowledged that on July 2, he was shot in the chest. The bullet lodged in
his chest and could not be removed because it was too dangerous. He was in the hospital
for seven days.
On July 2, Rudy had been standing on the street in Moreno Valley. A person he
did not know exited a truck and asked if he was Rudy. The person shot him in the chest
and left. Rudy’s friend Tyson picked him up and took him to the hospital. Defendant
was not the person who shot him. While Rudy was in the hospital, he was asked by an
officer if he knew defendant and defendant’s brother Raul Albor. He told the officer that
he did but never told the officer defendant had shot him. He never told Riverside County
Sheriff’s Corporal Robert Navarrete that defendant shot him. He acknowledged he
circled defendant’s picture on a six-pack photographic lineup shown to him by Navarrete
but only because he knew defendant, not because defendant shot him.
Rudy’s recorded interview with Corporal Navarrete while he was still in the
hospital was played for the jury. Rudy and Tyson went to meet with defendant to buy
-- 6 of 27 --
7
drugs. Rudy parked and defendant parked behind him. Rudy and defendant exited their
vehicle and met halfway between the vehicles. A.R. was there and spoke with Tyson.
Defendant and Rudy entered defendant’s truck. Defendant showed him some “dope” but
it was not very much. Defendant took Rudy’s money. Defendant told him A.R. had
more drugs and they exited the truck. Rudy then indicated defendant “started tripping”
and talking bad about him. Rudy asked him “what the fuck” he was talking about and
stepped toward defendant. Defendant pulled out a gun. Rudy told him “You don’t
fucking pull one out, you’d fucking better bust it.” Defendant put the gun to Rudy’s
chest. Defendant shot Rudy.
Rudy did not know why he told Corporal Navarrete that defendant shot him except
that he was on medication and there were a lot of things happening that day. Rudy
insisted that when he first spoke with Navarrete, he told him someone he did not know
walked up to him and shot him. Rudy denied that he had ever been contacted by
defendant or anyone else and told to lie in court.
L.R. had two children with Rudy. Rudy told her several versions of what had
occurred when he was shot. He identified several people as shooting him. Rudy also
said a random person on the street walked up and shot him. L.R. spoke with Corporal
Navarrete at the hospital; the recorded interview was played for the jury. She told him
Rudy had circled defendant’s picture as the person who shot him. Rudy told L.R. that
defendant was with “A.R.” and “Christina.”
-- 7 of 27 --
8
Corporal Navarrete was in charge of the investigation into Rudy’s shooting.
Navarrete went to the location of the shooting and found a .22-caliber shell casing. A
gun was never found.
Rudy first told Corporal Navarrete at the hospital that he was meeting a person
named Robert that day. A truck pulled up and Robert and two other people were in the
truck. A man with Robert exited the truck and asked him if he was Rudy. When Rudy
said yes, the man shot him. Rudy later told Navarrete that he had been walking on the
street and a random person came up and shot him.
Corporal Navarrete discovered defendant may have been involved. When he
asked Rudy, Rudy’s demeanor changed. Rudy then told Navarette that defendant shot
him. Rudy chose defendant’s photograph from the six-pack photographic lineup. L.R.
told Navarrete at the hospital that Rudy told her defendant shot Rudy.
Video surveillance from the area of the shooting showed the truck. The truck
belonged to A.R. When it was later located, it had been sanded in preparation for it to be
painted. Corporal Navarrete interviewed A.R. at the police station in Moreno Valley on
July 7, 2012. A.R. told him that he heard a gunshot but he was not sure if defendant shot
Rudy or just up into the air. A.R. also said he never saw a gun that day even though he
heard a gunshot.
The parties stipulated that Rudy suffered a single gunshot wound to his upper
chest. There was an entrance wound but no exit wound. The parties also stipulated that
defendant had a prior conviction for receiving stolen property.
-- 8 of 27 --
9
Defendant made a phone call from jail to Raul, which was recorded and played for
the jury. Defendant told Raul to “[s]end him a message and let him know that whenever
they ask him to show up to uh, to court to show up but for him to say the truth and say
that uh, the only reason he circled the picture that he circles in the thing was because the
cops pressured him into doing it.” Raul asked “circles what?” Defendant responded the
lineup and that it was because the police made him and scared him. Further, if he was
asked in court if he recognized anyone from the day he was shot, he was to say no.
Defendant stated, “And if he, if he does that then he’ll be okay and nobody will have—he
won’t have to worry about being in the streets or nothing.” Defendant commented, “I
think that the person that uh, fucked it all up was his baby’s mom. Fool she’s the one that
whatever the fuck she said was because she heard it from somebody.”
Defendant told Raul to get “him” the message. Defendant told Raul, “So beside
what I’m asking you tell him if he does anything different than that then every time he
gets busted he’s gonna get fuckin’ beat up.” Defendant told Raul that Rudy had to show
up to court or there would be a warrant issued for Rudy’s arrest; however, when Rudy
testified he had to say he was under the influence of drugs and the police had pressured
him. Rudy was not to identify defendant in court.
Defendant testified on his own behalf. He acknowledged he met with Rudy to sell
him drugs and that he was with A.R. and Christina. Defendant and Rudy got into a fight.
Rudy had a gun. Defendant pushed him away and at that point the gun went off.
Defendant admitted he was talking to his brother Raul on the recording of his phone
conversation while in jail. Defendant wanted Raul to tell Rudy to “come clean” and tell
-- 9 of 27 --
10
the truth about what had happened. He did not intend to have Rudy lie during his
testimony. Defendant denied that he carried a gun.
2. SECOND TRIAL
Rudy testified at the second trial. Rudy admitted that in July 2012, he was
addicted to methamphetamine. On that day, Rudy was with Tyson. Rudy wanted to buy
methamphetamine.
Rudy grew up with defendant in Moreno Valley. Rudy and defendant’s brother
Raul had been best friends in middle school and had stayed in touch off and on after
middle school. Rudy had not seen defendant for several years but knew he sold
methamphetamine. He set up a meeting with defendant to buy methamphetamine.
They met on a residential street. Defendant was with several other people. A
friend dropped Rudy off. He was not sure if the people with defendant were Christina
and A.R. Defendant and Rudy spoke on the street. They entered defendant’s vehicle.
Rudy gave defendant $100 and defendant gave Rudy methamphetamine; it was less than
Rudy expected to get. They got into an argument. Defendant told Rudy he would get
him more methamphetamine.
They both exited the vehicle and started fighting. Rudy threw at least five
punches. Neither of them had a gun. Someone yelled for them to go and defendant and
the others left. Rudy was left on the street and needed a ride. Tyson was at a nearby
house. While Rudy was on the street, someone drove up in a truck and got out. The
person asked if he was Rudy. When Rudy said yes, he was shot by this unknown person
in the chest. Tyson found Rudy and took him to the hospital.
-- 10 of 27 --
11
Rudy did not recall that he told the police defendant had shot him. Rudy could
not remember telling the police that he was shot by someone named Robert. Rudy’s
police interview (set forth ante) was played for the jury.
Rudy did not recall circling defendant’s photograph in the photographic lineup.
When shown the photographic lineup, he said defendant was not the person who shot
him. He circled him because he knew him.
L.R. testified that Tyson had called her and told her Rudy had been shot. L.R.
went to the hospital. Rudy told her that defendant shot him but he was very indecisive
and changed his mind about who shot him. Her taped interview (set forth ante) was
played for the jury. L.R. stated that she was high on drugs during that time and did not
remember much of that time.
Hermanson again testified that she was outside her home when she saw two cars,
one of which was a truck, parked on the street. There were several males and a female in
the vehicles. She heard a “pop.” The vehicles then sped off. She never saw anyone
fighting.
The jail call between defendant and Raul (set forth ante) was played for the jury.
Christina testified that defendant arranged that day to meet Rudy to sell him drugs.
They drove to meet him in A.R.’s truck. They parked on a residential street. Defendant
and Rudy entered the truck while she smoked a cigarette outside. She observed them
exchange money for drugs. Rudy was not happy about the amount of drugs he was
given. They exited the truck and started arguing. Rudy threw a punch at defendant. She
-- 11 of 27 --
12
heard a gunshot. Defendant got back in the truck and said that they had to get out of
there. Defendant said as they drove that he thought he “got” or “shot” Rudy in the neck.
Christina had seen a gun at A.R.’s shop where they were together doing drugs
prior to the shooting. She never saw defendant with the gun. She never saw a gun in the
truck. She did not see a gun when they got back in the truck. Defendant was probably
wearing baggy clothes and his waistband was covered.
A.R. admitted he was with Christina and defendant on July 2. They met Rudy on
a residential street in Moreno Valley. He observed defendant and Rudy get into a fight.
A.R. never saw a gun. A.R. denied he ever heard a gunshot. They drove off. Rudy did
not appear to have been shot. He never saw defendant with a gun.
Corporal Navarrete testified at the second trial. Navarrete went to the hospital to
speak with Rudy. Rudy initially said he was shot by a person named Robert. The third
time he interviewed Rudy, Navarrete mentioned defendant’s name and Rudy’s demeanor
changed. Rudy then said that defendant shot him. Rudy told him where the shooting
occurred. Navarrete went to that location and found a shell casing.
Rudy told Corporal Navarrete that he and defendant got into an argument over the
amount of drugs. They started to get into a fighting position and then defendant pulled
out a gun from either his waistband or back pocket and shot him. Rudy clearly identified
defendant from the six-pack photographic lineup as the person who shot him. He also
identified A.R. and Christina as being present. Navarrete spoke with L.R. at the hospital.
Rudy told her defendant shot him. He spoke with A.R.; A.R. heard a gunshot. Christina
and A.R. never told Navarrete that defendant and Rudy had gotten into a physical fight.
-- 12 of 27 --
13
Christina told him that defendant said “I shot that fool in the neck” when he got back in
the truck. Defendant did not testify.
The parties stipulated that Rudy was seen at the hospital for a single gunshot
wound and that there was an entrance wound but no exit wound. They also stipulated as
follows: “It is stipulated by and between the parties that the defendant . . . has previously
been found guilty of willfully and unlawfully, knowingly and maliciously, preventing and
dissuading Rudy from attending and giving testimony at an inquiry and proceeding
authorized by law.” In addition, they stipulated that defendant “has previously been
found guilty of unlawfully owning and having in his possession and under his custody a
handgun on July 2nd 2012.”
DISCUSSION
A. DISSUADING A WITNESS
Defendant makes three related claims as to why his dissuading a witness
conviction should be reversed. Initially, he contends that the evidence presented was
insufficient to support the verdict because he did not knowingly and maliciously seek to
prevent Rudy from testifying at his trial. Rather, defendant encouraged Rudy to attend
the trial and tell the truth. In addition, defendant contends that his trial counsel was
ineffective for conceding his guilt of the charge at the first trial. Finally, he contends that
the instruction to the jury on dissuading a witness, CALCRIM No. 2622 was improperly
modified by the trial court and was incorrect.
We will first address the sufficiency of the evidence. “In addressing a challenge to
the sufficiency of the evidence supporting a conviction, the reviewing court must
-- 13 of 27 --
14
examine the whole record in the light most favorable to the judgment to determine
whether it discloses substantial evidence—evidence that is reasonable, credible and of
solid value—such that a reasonable trier of fact could find the defendant guilty beyond a
reasonable doubt. [Citation.] The appellate court presumes in support of the judgment
the existence of every fact the trier could reasonably deduce from the evidence.” (People
v. Kraft (2000) 23 Cal.4th 978, 1053; see also People v. Farnam (2002) 28 Cal.4th 107,
142-143.)
Section 136.1, subdivision (a)(1) provides that “[A]ny person who does any of the
following is guilty of a public offense and shall be punished by imprisonment in a county
jail for not more than one year or in the state prison: [¶] (1) Knowingly and maliciously
prevents or dissuades any witness or victim from attending or giving testimony at any
trial proceeding, or inquiry authorized by law.”
Section 137, subdivision (c) provides, “Every person who knowingly induces
another person to give false testimony or withhold true testimony not privileged by law or
to give false material information pertaining to a crime to, or to withhold true material
information pertaining to a crime from, a law enforcement official is guilty of a
misdemeanor.”
“The entire sense of Penal Code section 137 is that testimony will be given, but
the perpetrator will attempt to influence the testimony given. This is clear from a
comparison of the language of sections 136.1 and 138. Section 138 punishes anyone
‘who gives or offers or promises to give to any witness or person about to be called as a
witness, any bribe upon any understanding or agreement that the person shall not attend
-- 14 of 27 --
15
upon any trial or other judicial proceeding, or . . . who attempts by means of any offer of
a bribe to dissuade any person from attending upon any trial or other judicial proceeding.’
[] Section 136.1 punishes anyone who “[k]nowingly and maliciously prevents or
dissuades any witness or victim from attending or giving testimony at any trial,
proceeding, or inquiry authorized by law ” or from attempting to do so. [] These
sections clearly contemplate that the perpetrator will prevent or dissuade a prospective
witness from giving testimony, or will attempt to do so. Preventing or dissuading a
witness from testifying altogether is incompatible with influencing or shaping the
testimony the witness gives.” (People v. Womack (1995) 40 Cal.App.4th 926, 930-931,
Italics omitted.)
In People v. Fernandez (2003) 106 Cal.App.4th 943, the defendant took his
friend’s disability check, forged his friend’s signature and cashed the check. The
defendant was charged with fraud and a preliminary hearing was set. The defendant
convinced his friend to sattend the hearing but told him how he should testify. (Id. at pp.
945-946.) The defendant was convicted of violating section 136.1, subdivision (b)(1).4
On appeal, the defendant argued that he could not be convicted of violating section 136.1
based on his efforts to dissuade his friend from giving truthful testimony at the
4 Section 136.1, subdivision (b)(1) provides, “[E]very person who attempts to
prevent or dissuade another person who has been the victim of a crime or who is witness
to a crime from doing any of the following is guilty of a public offense and shall be
punished by imprisonment in a county jail for not more than one year or in the state
prison: [¶] (1) Making any report of that victimization to any peace officer or state or
local law enforcement officer or probation or parole or correctional officer or prosecuting
agency or to any judge.”
-- 15 of 27 --
16
preliminary hearing. He acknowledged his actions violated section 137 but that the
People charged him with the wrong statute. (Fernandez, at p. 947.)
The appellate court agreed. It noted, “[A]n effort to influence the contents of a
victim’s or witness’s preliminary hearing testimony is governed by section 137, and an
effort to prevent a victim or witness from testifying entirely is governed by sections
136.1, subdivision (a) and 138, subdivision (a). Section 136.1, subdivision (b)(1) should
not be construed to punish efforts to prevent or influence testimony when it does not do
so expressly, and there are other statutes within the same scheme that cover such
conduct.” (People v. Fernandez, supra, 106 Cal.App.4th at pp. 949-950.) It further
noted, “The distinction between the offenses is not merely a semantic one. The
Legislature has taken pains to distinguish the various methods of influencing a witness
and to establish a range of punishment for those offenses that reflects different levels of
culpability. Efforts to influence the contents of a witness’s testimony are generally
punishable as misdemeanors. [Citation.] Efforts to prevent a defendant from reporting a
crime or from appearing in court are punished more severely, either as wobbler offenses,
alternatively punishable as misdemeanors or felonies, or as straight felonies.)” (Id. at pp.
950-951.) The appellate court reversed the conviction even though the evidence
supported a conviction under section 137, subdivision (c). (Fernandez, at p. 951.)
Here, defendant advised Raul to tell Rudy to come to court but to refuse to identify
defendant, and testify that Rudy had been under the influence of drugs at the hospital.
While there is no doubt that defendant violated section 137, subdivision (c) by calling
Raul to get him to advise Rudy to lie in court, his actions do not constitute a violation of
-- 16 of 27 --
17
section 136.1. Defendant was charged with a violation of section 136.1, subdivision
(a)(1), which required him to influence another to not testify. The evidence does not
support a violation of section 136.1, subdivision (a)(1).
The People allege there was sufficient evidence of a violation of section 136,
subdivision (a)(1) because “substantial evidence permitted the jury to reasonably
conclude appellant had both intents: to influence Rudy to testify falsely or, in the
alternative, to dissuade him from testifying altogether.” The People insist the evidence
established that defendant intended to dissuade Rudy from testifying if he would not
commit perjury. The evidence does not support such a conclusion. At no time did
defendant tell Raul that Rudy should not come to court. In fact, defendant advised Raul
that if Rudy did not come to court, he would be arrested. The evidence simply does not
support defendant’s conviction of section 136.1, subdivision (a)(1). Since we reverse his
conviction, we need not address the claims of ineffective assistance of counsel and
instructional error related to this issue.
B. INEFFECTIVE ASSISTANCE OF COUNSEL
Defendant claims he received ineffective assistance of counsel in violation of his
Sixth Amendment rights because his counsel stipulated to the facts he had been found
guilty in a prior proceeding of dissuading Rudy to testify, and that he had been convicted
of being a felon in possession of a firearm on July 2. He also contends that his counsel
should have requested a limiting instruction.
-- 17 of 27 --
18
1. ADDITIONAL FACTUAL BACKGROUND
Prior to the second trial, both counsel were informed by the trial court not to
mention that there was a prior hung jury. They were to refer to the first trial as “prior
proceeding” or “prior hearing.” The prosecutor inquired of the trial court about the jail
call. The prosecutor asked, “He was convicted of 136 on the previous trial. How did the
Court want to handle that? Because I don’t want to relitigate it, but it’s obviously
evidence of his guilt, and that actually happened. Do we want to do that by stipulation?”
The trial court asked defense counsel if they had discussed a stipulation and he responded
that they had not. The prosecutor stated, “[t]he fact that he was convicted of dissuading a
witness is going to be coming in.” The trial court responded, “Okay. [¶] Certainly
relevant prior conduct.” The trial court further noted, “You decide how it’s relevant, it’s
germane to the issue, particularly with the witness problems you all are having. You are
going to have to say something, unless these guys all come in here and roll over on
[defendant]. You are going to have something to say about it.”
At the next hearing, the trial court indicated it had received three stipulations and
the parties agreed they would be read at the end of trial. There was no further discussion
of the stipulations. At the end of the People’s case, as set forth ante, the jury was read the
stipulations that defendant had been convicted of preventing and dissuading Rudy from
attending and giving testimony at an inquiry or proceeding authorized by law, and that
defendant had been previously found guilty of unlawfully owning and having in his
possession a handgun on July 2. The jury was also instructed that they could consider
evidence that defendant discouraged someone from testifying against him as conduct that
-- 18 of 27 --
19
he was aware of his guilt. The jury was given a general limiting instruction that certain
evidence was admitted for a limited purpose. The jury was advised to consider the
evidence only for that purpose and for no other.
2. ANALYSIS
To prevail on an ineffective assistance of counsel claim, defendant must establish
trial counsel’s representation fell below professional standards of reasonableness and
must affirmatively establish prejudice. (Strickland v. Washington (1984) 466 U.S. 668,
687.) “In the usual case, where counsel’s trial tactics or strategic reasons for challenged
decisions do not appear on the record, we will not find ineffective assistance of counsel
on appeal unless there could be no conceivable reason for counsel’s acts or omissions.”
(People v. Weaver (2001) 26 Cal.4th 876, 926; see also People v. Earp (1999) 20 Cal.4th
826, 896.)
“If the record on appeal sheds no light on why counsel acted or failed to act in the
manner challenged, an appellate claim of ineffective assistance of counsel must be
rejected unless counsel was asked for an explanation and failed to provide one, or there
simply could be no satisfactory explanation.” (People v. Gray (2005) 37 Cal.4th 168,
207; People v. Hinds (2003) 108 Cal.App.4th 897, 901.) “A claim of ineffective
assistance in such a case is more appropriately decided in a habeas corpus proceeding.”
(People v. Mendoza Tello (1997) 15 Cal.4th 264, 267-268.)
Here, the record clearly establishes the reason that defense counsel stipulated to
the admission of defendant’s conviction for dissuading a witness, despite defendant’s
claim on appeal that the stipulation had no benefit. The jail call was found admissible by
-- 19 of 27 --
20
the trial court on the independent ground that it showed defendant’s consciousness of
guilt. Certainly, defense counsel would not want the jury to find defendant guilty of the
attempted murder because defendant could potentially go unpunished for encouraging his
brother to tell Rudy to lie for him. Defendant’s trial counsel made a reasonable tactical
decision to inform the jury that defendant had already been punished for attempting to
influence Rudy’s testimony. Moreover, the admission was not prejudicial. (Strickland v.
Washington, supra, 466 U.S. at p. 687.) The jury heard the jail call in which defendant
talked to his brother. They could determine on their own that defendant tried to keep
Rudy from testifying that defendant was the shooter. Moreover, even though we have
concluded on appeal that the evidence did not support defendant’s conviction pursuant to
section 136, subdivision (a)(1), the evidence of the jail call was still admissible to show
consciousness of guilt. The jury was properly instructed that it could consider this
evidence for the purpose of showing his consciousness of guilt. Defendant’s claim that
the jury believed there was evidence other than the jail call to support his conviction is
pure speculation. Defendant’s claim of ineffective assistance of counsel on this ground
fails.
However, the record does not establish why defendant’s trial counsel stipulated to
the admission of defendant’s felon in possession of a firearm finding in the first trial and
why counsel did not request a limiting instruction on the use of the evidence of the prior
possession of a firearm finding. The parties did not discuss the stipulation on the record
and defendant’s counsel cross-examined each of the witnesses as to whether they ever
saw defendant with a gun the day of the shooting. Defendant did not testify at the second
-- 20 of 27 --
21
trial and there is no discussion in the record why defense counsel stipulated to the
conviction. Defendant has argued that the conviction was not admissible at the second
trial and the People have not addressed under what theory the prior conviction could have
been admitted.
As stated ante, “we will not find ineffective assistance of counsel on appeal unless
there could be no conceivable reason for counsel’s acts or omissions.” (People v.
Weaver, supra, 26 Cal.4th at p. 926.) A satisfactory explanation for why defense counsel
chose to stipulate to the admission of the possession of a firearm finding in the first trial
may exist. For example, counsel may have wanted the jury to infer that a prior jury could
not reach a verdict on the attempted murder charge even after finding he was in
possession of a firearm. As for the instructions, trial counsel may have felt the
instructions were adequate. This issue is more properly addressed in a habeas corpus
proceeding and we reject the claim on direct appeal.
C. GBI ENHANCEMENT
Defendant contends the trial court improperly imposed a consecutive sentence on
the section 12022.7 GBI enhancement because it imposed a sentence of 25 years to life
on the section 12022.53, subdivision (d) enhancement. We agree that the sentence could
not be imposed and that it should have been stayed. However, we disagree that we must
strike his conviction of the enhancement pursuant to section 12022.7 because it is a lesser
included enhancement of section 12022.53, subdivision (d).
At sentencing, the trial court stated, “With respect to the discharging of a firearm
in the commission of that attempted murder, the sentence is mandatory 25 years to life.
-- 21 of 27 --
22
[¶] And with respect to the GBI enhancement, the sentence is three years. Each of those
are to run consecutive to the count—the Count 1 sentence.”
Section 12022.7, subdivision (a) provides “Any person who personally inflicts
great bodily injury on any person other than an accomplice in the commission of a felony
or attempted felony shall be punished by an additional and consecutive term of
imprisonment in the state prison for three years.” Section 12022.53, subdivision (d)
provides for an additional 25-years-to-life penalty for the use of a firearm causing great
bodily injury during the commission of attempted premediated murder. (People v.
Gonzalez (2008) 43 Cal.4th 1118, 1124. (Gonzalez).)
Section 12022.53, subdivision (f) provides, in part, that “[o]nly one additional
term of imprisonment under this section shall be imposed per person for each crime. If
more than one enhancement per person is found true under this section, the court shall
impose upon that person the enhancement that provides the longest term of
imprisonment. . . . An enhancement for great bodily injury as defined in Section 12022.7,
12022.8, or 12022.9 shall not be imposed on a person in addition to an enhancement
imposed pursuant to subdivision (d).” (Italics added.)
Defendant was sentenced to 25 years to life on the section 12022.53, subdivision
(d) allegation. As such, pursuant to section 12022.53, subdivision (f), he could not be
sentenced on the section 12022.7 enhancement. The trial court should have stayed the
sentence on the section 12022.7 enhancement. We will order that the sentence be stayed.
Defendant argues that this court should order the trial court to strike the section
12022.7 enhancement because it is a lesser included enhancement of section 12022.53,
-- 22 of 27 --
23
subdivision (d). Enhancements are not crimes and thus, one enhancement cannot be a
lesser included offense of another enhancement. (People v. Manning (1992) 5
Cal.App.4th 88, 90-91 [courts have no legal obligation to strike a jury’s true finding on
an enhancement on grounds it was a “lesser enhancement” of another]; see also People v.
Majors (1998) 18 Cal.4th 385, 410-411 [no duty to instruct on one enhancement as a
“lesser included enhancement” of another because a sentence enhancement is not the
equivalent of a substantive offense].) Moreover, the Supreme Court in Gonzalez, supra,
made it clear that it rejected any interpretation of the language in section 12022.53,
subdivision (f) that would have the trial court strike, rather than stay, multiple firearm use
enhancements. (Gonzalez, supra, 43 Cal.4th at pages 1127 through 1128.)5
We will order the trial court to stay the section 12022.7 enhancement.
D. SECTION 654
Defendant contends the trial court erred by failing to stay the sentence on his felon
in possession of a firearm conviction pursuant to section 654 because the evidence
presented showed that he only possessed the gun in conjunction with the primary offense
of attempted premediated and deliberate murder.
In sentencing defendant on the felon in possession of a firearm charge, the trial
court did not state its reasoning for imposing a consecutive sentence. It did note that it
had reviewed the probation report. In the probation report, it was noted “The defendant
5 Defendant contends that in Gonzalez, the Supreme Court did not consider great
bodily injury enhancements under sections 12022.7 and 12022.53, subdivision (d). We
see no reason to distinguish the personal use of a firearm causing great bodily injury
enhancements from the use of a firearm enhancements discussed in Gonzalez.
-- 23 of 27 --
24
was not merely in possession of a firearm when he shot the victim; he was in possession
of said firearm before and after the offense in Count 1 occurred. Therefore, Count 2 is
not purely incidental to Count 1, and sentencing limitations pursuant to Section 654 do
not exist.”
Section 654, subdivision (a), provides: “An act or omission that is punishable in
different ways by different provisions of law shall be punished under the provision that
provides for the longest potential term of imprisonment, but in no case shall the act or
omission be punished under more than one provision.”
“ ‘Whether a violation of section 12021, forbidding persons convicted of felonies
from possessing firearms concealable upon the person, constitutes a divisible transaction
from the offense in which he employs the weapon depends upon the facts and evidence of
each individual case. Thus where the evidence shows a possession distinctly antecedent
and separate from the primary offense, punishment on both crimes has been approved.
On the other hand, where the evidence shows a possession only in conjunction with the
primary offense, then punishment for the illegal possession of the firearm has been held
to be improper where it is the lesser offense.’ ” (People v. Bradford (1976) 17 Cal.3d 8,
22.) “[S]ection 654 is inapplicable when the evidence shows that the defendant arrived at
the scene of his or her primary crime already in possession of the firearm.” (People v.
Jones (2002) 103 Cal.App.4th 1139, 1145.) “[I]f the evidence demonstrates at most that
fortuitous circumstances put the firearm in the defendant’s hand only at the instant of
committing another offense, section 654 will bar a separate punishment for the
-- 24 of 27 --
25
possession of the weapon by an ex-felon.” (People v. Ratcliff (1990) 223 Cal.App.3d
1401, 1412.)
Here, the evidence reasonably supports that defendant was in possession of the
gun prior to and after the shooting. Defendant and Rudy were standing with each other
on the street. They got into an argument and suddenly defendant pulled a gun on Rudy.
No testimony established that defendant was handed the gun; that he miraculously found
it on the ground, or that the gun appeared from thin air. Rather, the reasonable
interpretation of the evidence was that defendant had the gun on his person prior to the
argument with Rudy. Moreover, no gun was discovered at the scene despite the area
being searched by Corporal Navarrete. As such, the trial court reasonably imposed the
sentence on the felon in possession of a firearm conviction as defendant possessed the
gun both prior to and after the shooting.
D. REPLACEMENT OF RETAINED COUNSEL AT SENTENCING
Defendant contends the trial court erred by failing to further inquire if he wanted
to replace his retained counsel, Michael Schaaf, for sentencing.
Prior to sentencing, the trial court stated that it had read the probation report and
asked if either party wanted to make a statement prior to sentencing. Defendant
responded, “I have a—I want something to be put on the record, Your Honor. I just want
to let the Court know that Mr. Schaaf, my lawyer, never once visited me throughout the
whole time since he was hired in the jail to talk about the case. I didn’t have a number to
get ahold of him to talk about the case. The only time we did talk about the case was
when the trial actually started. [¶] And the last thing I want to bring up is I wasn’t aware
-- 25 of 27 --
26
of the firearm from the prior convictions being brought up so many times on the trial. I
didn’t know that was going to be allowed. [¶] So when he asked me if I wanted to get on
the stand, he advised me—he said from him that it wasn’t—.”
The trial court interrupted, “Hang on. If I could stop you. I am not sure that you
want to start telling us things that were communications between you and your lawyer.
Those are protected privileges and there might be some individuals who think you are
waiving the attorney-client privilege by talking about that. [¶] Now, I am willing—hang
on, I am willing to listen to anything you have to say, but I would highly recommend that
you seek counsel from Mr. Schaaf as to whether or not he has anything to say about you
relating conversations you have had with your attorney here in court with the prosecutor
present and being on the record.”
Defendant responded that he wanted to finish what he was saying. Defendant then
told the trial court, “That’s the reason why I didn’t get on the stand was because I wasn’t
aware that they were going to bring up the conviction of the gun so many times. [¶] The
last thing is I would want the Court to ask Mr. Schaaf to help me with my appeal, and if I
can get all my court transcripts.” The trial court advised defendant that it was not sure
that Schaaf would remain as his attorney but he would be given counsel who would assist
him. The trial court advised defendant it could not order Schaaf to do anything. Schaaf
stated he had advised defendant he would be filing a notice of appeal.
The trial court asked if there was anything else that defendant wanted to say.
Defendant responded, “That was it.” The trial court noted in explaining the sentence that
-- 26 of 27 --
27
it found it “disturbing” that defendant appeared to blame Schaaf. However, Schaaf was
not a magician and could not change the facts.
Defendant was entitled to discharge his retained counsel without cause upon a
timely request. (People v. Ortiz (1990) 51 Cal.3d 975, 983-984, 987.) However, he had
to make “at least some clear indication . . . that he wants a substitute attorney.” (People
v. Lucky (1988) 45 Cal.3d 259, 281, fn. 8.) Defendant never impliedly or explicitly
requested to discharge his counsel. In fact, defendant asked that Schaaf help him with his
appeal. No further inquiry was required by the trial court.
DISPOSITION
We reverse defendant’s conviction of violating section 136.1, subdivision (a)(1)
on count 3. The trial court is directed to stay the three-year sentence on the section
12022.7 great bodily injury enhancement. The trial court is further directed to correct the
sentencing minute order and forward a copy of the corrected abstract of judgment to the
Department of Corrections and Rehabilitation. We otherwise affirm the judgment.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
MILLER
J.
We concur:
RAMIREZ
P. J.
SLOUGH
J.
-- 27 of 27 --
Verbinden Sie Omnilex, um den Rechtskorpus über Ihren KI-Assistenten zu durchsuchen.