Der KI-Arbeitsbereich für Juristen
- Rechtsrecherche mit Zugriff auf über 1 Million Quellen
- Dokumentenautomatisierung
- Mandatsverwaltung
- Gehostet in der EU und der Schweiz
14 Tage kostenlos testen (10 Fragen/Tag während der Testphase)
Der KI-Arbeitsbereich für Juristen
14 Tage kostenlos testen (10 Fragen/Tag während der Testphase)
B186613•P. v. Bowden
B186613Court of Appeal Second Appellate District / 2. Abteilung16.01.2008
Filed 1/16/08 P. v. Bowden CA2/2
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
SECOND APPELLATE DISTRICT
DIVISION TWO
THE PEOPLE,
Plaintiff and Respondent,
v.
CHARLES JEFFREY BOWDEN,
Defendant and Appellant.
B186613
(Los Angeles County
Super. Ct. No. BA276160)
APPEAL from a judgment of the Superior Court of Los Angeles County.
Ruffo Espinosa, Jr., Judge. Affirmed as modified.
Melissa J. Kim, under appointment by the Court of Appeal, for Defendant and
Appellant.
Bill Lockyer and Edmund G. Brown, Jr., Attorneys General, Dane R. Gillette,
Chief Assistant Attorney General, Pamela C. Hamanaka, Assistant Attorney General,
Steven D. Matthews and David F. Glassman, Deputy Attorneys General, for Plaintiff and
Respondent.
______________
-- 1 of 18 --
2
Charles Jeffrey Bowden appeals from the judgment entered upon his convictions
by jury verdict of first degree burglary (Pen. Code § 459, count 1)1 and receiving stolen
property (§ 496, subd. (a), count 2). Defendant admitted four prior prison terms within
the meaning of section 667.5, subdivision (b). The trial court sentenced him to an
aggregate state prison term of 10 years. Defendant contends that (1) the trial court
violated his right to counsel under the United States and California Constitutions by
failing to consider his motion to relinquish self-representation and for reappointment of
counsel; (2) the trial court violated his right to due process by constructively terminating
previously appointed “standby counsel”; (3) the trial court erred in not staying execution
of sentence on the receiving stolen property conviction pursuant to section 654; and (4)
imposition of the upper term sentence on the receipt of stolen property count violated his
right to a jury trial under the Sixth and Fourteenth Amendments to the United States
Constitution, as set forth in Blakely v. Washington (2004) 542 U.S. 296 (Blakely).
We modify the judgment and otherwise affirm.
FACTS
On December 20, 2004, Jordana Boggs lived with a roommate in a two-story town
house on North Wilton Place in Los Angeles. Her roommate was out of town at the time.
At Approximately 10:00 p.m., Boggs checked that the doors and windows were closed
and locked, left the lights on downstairs and went upstairs to sleep. At approximately
11:00 p.m. she was awakened by the sound of loud footsteps and a slamming door
downstairs. Initially, she thought that her roommate’s ex-boyfriend, Aaron, who had the
house key, might have stopped by. She went downstairs and called his name but received
no response. She then looked through the rooms, but found no one. The dining room
window was open and its screen was removed.
Approximately 30 seconds after hearing the noises, Boggs went outside, and, after
an unsuccessful effort to find Aaron’s car, knocked on the doors of several neighbors,
1 All further statutory references are to the Penal Code unless otherwise indicated.
-- 2 of 18 --
3
who did not answer. She then saw defendant with a shopping cart containing a large
television that looked like hers. Boggs ran home and telephoned 911, and then entered
her car and followed defendant, simultaneously describing this to police on her cell
phone. She observed a person, subsequently identified as Rosa Garcia, join defendant
and help him push the cart. They were the only two people on the street. The television
was still on the cart, but was now covered with a blanket.
As Boggs followed the pair, Los Angeles Police Officer Brenda Hardy arrived.
She saw two people pushing a shopping cart with a large item propped up in it, covered
with a blanket. The officer detained the two people. Garcia had in her possession
burglars tools. When the blanket was removed from the cart, a television and several
pieces of computer equipment were uncovered. Boggs later identified the television and
computer components that were in the cart as hers.
DISCUSSION
I. Right to Counsel
A. Procedural History
On January 6, 2005, defendant made a Marsden2 motion to replace his court
appointed counsel. After some discussion about his situation, defendant requested to
represent himself. The next day, defendant executed a Faretta waiver form.3 At the
2 People v. Marsden (1970) 2 Cal.3d 118 (Marsden).
3 Faretta v. California (1975) 422 U.S. 806 (Faretta). In the Faretta waiver form,
signed by the defendant and initialed next to each admonition, he certified that he could
read and write and understood his constitutional rights, including his right to self-
representation. With respect to that right, the form provided: “I further understand that if
I am permitted to represent myself, I will have to conduct my own defense WITHOUT
THE ASSISTANCE OF A LAWYER.” (Caps in form.) The waiver form also warned
defendant of the hazards of self-representation, advising that he had to follow “all the
technical rules of substantive law, criminal procedure and evidence, WITHOUT THE
ASSISTANCE OF A LAWYER OR THE COURT” (caps in orig.) and that if he later
asked to relinquish his pro. per. status, “the Court may deny this request and [he] may
have to proceed with trial without an attorney.”
-- 3 of 18 --
4
hearing on the motion, the trial court reiterated and emphasized many of the points
contained on the waiver form, stating: “It is almost always unwise” to represent oneself.
“You’re not entitled to, nor will you receive, any special indulgence. . . . You will be
required to follow rules that takes lawyers years to learn. You will also be opposed by an
experienced criminal prosecuting attorney.” The trial court found the waiver to be
voluntary, knowing and intelligent, and granted defendant’s motion. Before the waiver
was taken, defendant did not request, nor did the trial court mention anything about,
appointing advisory or standby counsel. Standby counsel, Randall Kincaid was present
however, at the January 10, 2005 preliminary hearing.
At the January 25, 2005 arraignment, the trial court acknowledged Kincaid again
as “standby counsel.” The record does not contain the reporter’s transcript of that
hearing, making it impossible to determine what, if anything, the trial court said
regarding Kincaid’s responsibilities. The matter was set for pretrial conference on
March 4, 2005 and jury trial, day 57 of 60, on March 23, 2005.
On March 4, 2005, Kincaid by telephone, advised the court that he was
unavailable on March 23, 2005, but would arrange for a substitute.4
On March 23, 2005, Kincaid did not appear, and both sides announced ready for
trial. The case was continued to the following day and transferred to master calendar as
58 of 60.
On March 24, 2005, the case was assigned to a trial court. Once in the trial court,
defendant moved to relinquish his pro. per. status and obtain private counsel. The
following colloquy ensued:
“[DEFENDANT]: Your Honor, at this point in the proceedings, I would give up
my pro per counsel and get a private attorney.
“THE COURT: Okay. Your request is denied. It’s not timely. All right.
Anything else?
4 Kincaid recalls that the court clerk informed him that another bar panel attorney
would be appointed since he was unavailable.
-- 4 of 18 --
5
“[DEFENDANT]: No, Sir.
“[¶] . . . [¶]
“[DEFENDANT]: Then, well, your Honor, you know, I have a mental issue
because I’m on medication.
“THE COURT: All right. The record will so note.
“[DEFENDANT]: Your Honor, I had stand-by counsel that was supposed to be
here.
“THE COURT: You didn’t have stand-by counsel. The court had stand-by
counsel.
“[DEFENDANT]: He’s not here.
“THE COURT: He has no responsibility to you.
“[DEFENDANT]: I have asked to -- If I --
“THE COURT: No, Sir. Your request to have me vacate your pro per status is
not timely. You know, you do this right before we call the jury up here.”
Thereafter the prosecutor commented:
“[THE PROSECUTOR]: I would like to put on the record, attempts have been
made to contact stand-by counsel, and he hasn’t called back.
“THE COURT: Well, we’re on the record now. The case was sent up here for
trial.
“[THE PROSECUTOR]: . . . The defendant has exercised his right to represent
himself. Stand-by counsel has been appointed, but is not present here. . . . All sides have
announced ready, and it’s only that once we were here that Mr. Bowden expressed desire
to have counsel present the case. But I believe that is just a delay tactic. There’s been
plenty of opportunity earlier on. . . . And if [standby counsel] is ready to proceed without
any delay, the People have obviously no objection to him taking over. But I don’t believe
any motion should be granted to continue, either for stand-by counsel or to have to wait
for counsel.”
-- 5 of 18 --
6
The trial court stated that Reggie Stewart, a private investigator, could sit next to
defendant during trial and provide him whatever assistance he needed.
On March 25, 2005, the second and last day of trial, Kincaid appeared as standby
counsel. The trial continued with defendant in pro. per.
On April 7, 2005, after the verdict had been reached and before trial on
defendant’s prior convictions, and after filing a motion for new trial, in pro. per.,
defendant informed the trial court that he wanted to give up his pro. per. status. The trial
court granted the request and revoked defendant’s pro. per. status and made Kincaid
counsel of record. Kincaid said he would appear at the trial on defendant’s prior
convictions on April 14, 2005.
Kincaid appeared with defendant on April 14, 2005, and the trial was continued at
defendant’s request to July 15, 2005, for hearing on the new trial motion. At the hearing
on the motion, Kincaid declared a doubt as to defendant’s mental capacity. The trial
court suspended proceedings for psychiatric evaluations. Two court-appointed
psychological evaluations led to inconsistent conclusions. The parties agreed to a third
psychologist who was appointed and found defendant competent to stand trial and for
purposes of sentencing. The trial court so found and reinstated the proceedings. In doing
so, it noted the doctor’s report that defendant was competent and “appeared to be legally
sophisticated.”
After conferring with counsel, defendant admitted four of the six alleged prior
prison terms. Defendant was then sentenced.
B. Relinquishment of Self-representation
1. Abuse of Discretion
Defendant contends that the trial court abused its discretion by “failing to consider
[his] motion for reappointment of attorney,” thereby depriving him of his constitutional
right to counsel. He argues that the trial court denied the motion only because it believed
it was untimely, without considering any other factors germane to the request. He further
argues that the trial court’s “failure to conduct a hearing, establish a proper record, and
-- 6 of 18 --
7
make a correct ruling was an abuse of discretion.” While we agree the record is scant we
find sufficient basis for the court’s exercise of discretion.
A criminal defendant is entitled under the federal and state Constitutions to the
assistance of counsel at all critical stages of the proceedings. (U.S. Const., 6th Amend.;
Cal. Const., art. I, § 15; Gideon v. Wainright (1963) 372 U.S. 335, 344-345.) A federal
constitutional right of a defendant to self-representation is implied in the Sixth
Amendment. (Faretta, supra, 422 U.S. at p. 819.) This is because the Sixth Amendment
gives a defendant, whose life and future are at stake, the right to control his own fate and
not be forced to use counsel who may not present the case as the defendant wishes.
(People v. Windham (1977) 19 Cal.3d 121, 130 (Windham).) “Accordingly, when a
motion to proceed pro se is timely interposed, a trial court must permit a defendant to
represent himself upon ascertaining that he has voluntarily and intelligently elected to do
so, irrespective of how unwise such a choice might appear to be.” (Id. at p. 128.)
“[O]nce defendant ha[s] proceeded to trial on a basis of his constitutional right of
self-representation, it is thereafter within the sound discretion of the trial court to
determine whether such defendant may give up his right of self-representation and have
counsel appointed for him.” (People v. Elliott (1977) 70 Cal.App.3d 984, 993; see also
People v. Gallego (1990) 52 Cal.3d 115, 164.) Whether to allow the defendant to do so
is determined based on the totality of the circumstances. (People v. Smith (1980) 109
Cal.App.3d 476, 484.) Some of the factors to be considered are: (1) the defendant’s
prior history with regard to substituting of counsel and relinquishing self-representation
and re-obtaining counsel; (2) the reasons given for the request; (3) the length and stage of
the proceedings when the request is made; (4) disruption and delay which reasonably
might be expected to ensue if the motion is granted; and (5) the likelihood and
effectiveness of the defendant’s continued self-representation. (People v. Elliott, supra,
at pp. 993-994 [adopting factors established by Windham to determine whether to permit
self-representation]; People v. Gallego, supra, at p. 164 [finding Elliott factors relevant
and helpful in determining midtrial request for appointment of counsel, but “‘are not
-- 7 of 18 --
8
absolutes, and . . . it is the totality of the facts and circumstances which the trial court
must consider in exercising its discretion as to whether or not to permit a defendant to
again change his mind regarding representation at midtrial’”].) But a request to
relinquish self-representation should not be granted where its purpose is to delay trial or
otherwise manipulate the court system. (See People v. Trujillo (1984) 154 Cal.App.3d
1077, 1086-1087; see also People v. Ngaue (1991) 229 Cal.App.3d 1115, 1125.)
At the time the request to relinquish pro. per. status was made here, the trial court
noted, “It’s not timely.” The court further noted, “Everybody has answered ready in
Department 100. The matter has been sent down here for trial” and “You do this right
before we call the jury up here.”
Thus the trial court apparently denied defendant’s request to relinquish self-
representation believing he was simply attempting to delay trial rather than seeking in
good faith, representation by counsel. It clarified this later, at defendant’s motion for
new trial, when it indicated that it believed defendant had been manipulating the court
system by game playing. Defendant made his request on the day set for trial and after
answering ready. The only explanation he provided was that he had mental issues and
was on medication. He made no effort to explain how that was germane to his request for
counsel as this had been an ongoing circumstance. The logical inference is that the
request to relinquish self-representation, one day after answering ready for trial, was
solely to delay the trial. This is a different situation from those of People v. Cruz (1978)
83 Cal.App.3d 308 and People v. Elliott, supra, 70 Cal.App.3d 984 where the pro. per.
defendants sought legal representation after realizing their relative incompetence and
inexperience when compared with the prosecutor (Cruz, at p. 320; Elliott, at p. 994) and
communicated that concern to the court. The trial court did not abuse its discretion in
concluding delay was the basis of the defendant’s request for reappointment of counsel.
2. Harmless Error
Even if the trial court erred in denying defendant’s request to re-obtain counsel,
that error was harmless. Where a defendant, as here, has exercised his constitutional
-- 8 of 18 --
9
right of self-representation but subsequently decides that he wishes to be represented by
counsel, the issue of whether the error of the trial judge in refusing the request is
prejudicial error, should be governed by the Watson5 standard rather than by the
Chapman6 standard. While the defendant had the constitutional right to represent
himself, once that right was exercised, he was accorded all that the Constitution requires.
His desire to change his mind and relinquish self-representation at the time of trial is not
guaranteed by the Constitution but is controlled by the trial court’s discretion. (See
People v. Elliott, supra, 70 Cal.App.3d at p. 998.)
In the case at bench, the evidence of defendant’s guilt was strong, if not
overwhelming.7 Boggs’s residence was entered late at night. Within moments of hearing
footsteps and a door slam downstairs, she went to her neighbors and saw defendant near
her building, pushing a shopping cart that contained what appeared to be her television.
No one else was on the street. As she followed defendant in her car he was joined by
Garcia. The police arrived and arrested defendant and Garcia, both pushing the shopping
cart containing Boggs’s television set and computer accessories within a block of
Boggs’s residence. We are, therefore, unable to say that it is reasonably probable that a
result more favorable to defendant would have been reached in the absence of the error
discussed herein. (People v. Watson, supra, 46 Cal.2d at p. 836.)
C. Termination of Standby Counsel
Defendant contends that the trial court deprived him of due process by
constructively terminating his previously appointed “standby counsel.” He argues that by
excusing standby counsel and failing to appoint him to take over the defense when
5 People v. Watson (1956) 46 Cal.2d 818, 836 (Watson) [Not reasonably probable
that a more favorable result would have been reached.]
6 Chapman v. California (1967) 386 U.S. 18, 24 (Chapman) [Error harmless beyond
a reasonable doubt.]
7 Defendant’s attorney at the motion for new trial conceded that the evidence
against his client was “overwhelming.”
-- 9 of 18 --
10
defendant requested, the trial court constructively terminated him without notice to
defendant and a hearing. This contention is without merit.
In Faretta, the Supreme Court stated that when a defendant elected self-
representation, “a State may--even over objection by the accused--appoint a ‘standby
counsel’ to aid the accused if and when the accused requests help, and to be available to
represent the accused in the event that termination of the defendant’s self-representation
is necessary.” (Faretta, supra, 422 U.S. at p. 834, fn. 46; see also People v. Carson
(2005) 35 Cal.4th 1, 8.) The Supreme Court did not articulate the precise functions
standby counsel could or must perform, and the context of the statement, a discussion of
the obligation of a self-represented accused not to undermine the dignity of the trial court
by engaging in conduct that would preclude the accused from continuing self-
representation, suggested a very narrow use of such counsel. Nonetheless, various types
of lawyer involvement in pro se cases have developed. (Brookner v. Superior Court
(1998) 64 Cal.App.4th 1390, 1393.) While trial courts have discretion to appoint
advisory or standby counsel (see People v. Crandell (1988) 46 Cal.3d 833, 861-862,
disapproved on other grounds in People v. Crayton (2002) 28 Cal.4th 346, 364; Littlefield
v. Superior Court (1993) 18 Cal.App.4th 856, 858),8 such appointments are not
8 We note the concerns of several appellate courts with appointment of counsel to
assist a pro se defendant. As stated in Brookner v. Superior Court, supra, 64 Cal.App.4th
at page 1394: “It seems to us that a defendant either has an attorney or he is his own
attorney--period. There should be no middle ground. A defendant who represents
himself does so voluntarily, knowingly, and intelligently; and only after being duly
warned of the consequences of his decision. [Citation.] He is routinely told that no
special treatment will be provided simply because he has competently elected to represent
himself although he is not an attorney--but in the same breath the court may, and is told
by higher courts that it should, provide just such a special treatment by appointing an
advisory or standby counsel to assist the defendant.” (See also Chaleff v. Superior Court
(1977) 69 Cal.App.3d 721, 732 (conc. opn.) [“A defendant appearing in propria persona
has elected to represent himself. He is his own counsel. He should not be allowed to
have it both ways”]; see also People v. Garcia (2000) 78 Cal.App.4th 1422, 1431 [“In
reality, the concept of advisory counsel for the Faretta defendant is disingenuous. . . . [¶]
It would seem that if a defendant who waives the assistance of counsel is competent to
-- 10 of 18 --
11
constitutionally guaranteed. (People v. Stewart (2004) 33 Cal.4th 425, 518; People v.
Bradford (1997) 15 Cal.4th 1229, 1368; People v. Bloom (1989) 48 Cal.3d 1194, 1218.)
The terms “advisory counsel,” “standby counsel,” and “cocounsel” have been
given no consistent meaning and have been “loosely used” by the courts in describing a
multitude of situations in which the accused and counsel are involved in the defense.
(People v. Hamilton (1989) 48 Cal.3d 1142, 1164, fn. 14; Brookner v. Superior Court,
supra, 64 Cal.App.4th at p. 1395 [“the role and duties of advisory and/or standby counsel
are not clearly established or defined”].)9 As a result, the use of those terms, when a trial
court appoints counsel concurrently with granting self-representation, is uncertain
without a description of the precise role the attorney is to play.
Here, when originally seeking to represent himself, defendant did not request
appointment of advisory counsel, standby counsel, or any other legal assistance. Before
granting his request for self-representation, the trial court did not appoint, or even refer
to, advisory or standby counsel. It explicitly advised defendant that he would not receive
assistance of counsel or the trial court and that if he later sought to relinquish self-
representation, he might not be permitted to do so.
Though standby counsel was present at the preliminary hearing and thereafter
recognized at the arraignment, the minute order of that proceeding simply reflects the
appointment, and does not specify the responsibilities of such counsel. The record does
represent himself, he should do so, by himself; if he is not able to defend himself without
the assistance of advisory counsel, then he is not competent to represent himself”].)
9 Some courts have attempted to characterize these terms. “Advisory counsel” has
been described as an attorney present in the courtroom at the defendant’s side, who does
not speak for the defendant or participate in the conduct of the trial, but who only gives
legal advice to the defendant. (Chaleff v. Superior Court, supra, 69 Cal.App.3d at p. 731,
fn. 6 (conc. opn.); People v. Blair (2005) 36 Cal.4th 686, 725.) “Standby counsel” has
been described as an attorney present in court to follow the evidence but not give legal
advice. Standby counsel is appointed for the benefit of the court to step in and represent
the defendant in the event it becomes necessary to revoke the defendant’s pro se status or
to remove the defendant from the court. (Chaleff, at p. 731, fn. 7; Blair, at p. 725.)
-- 11 of 18 --
12
not contain a reporter’s transcript of that hearing. We are therefore unable to discern
whether the trial court defined the functions of appointed counsel. At the later hearing on
defendant’s motion for new trial, however, the trial court indicated what had been
intended by “standby counsel,” stating that, “[S]tandby counsel, as you know, is not there
to help or assist the defendant. Standby counsel is only appointed by the court to take
over the trial in the event during the trial the defendant displayed some sort of behavior
that makes it necessary of the court’s benefit, and--so the court can maintain control of its
calendar to substitute standby counsel in. So it’s not for the benefit of the defendant.”
We cannot conclude that the trial court deprived defendant of due process by
proceeding in the absence of counsel that defendant did not have a constitutional right to
have, that he did not request, and that was appointed by the trial court for the court’s
convenience subsequent to granting defendant’s request for self-representation.
Defendant has cited no authority indicating that when granted under these circumstances,
advisory or standby counsel cannot be limited or terminated without due process. Indeed,
the cases he cites are inapposite.
In People v. Ebert (1988) 199 Cal.App.3d 40 (Ebert), the defendant made a
motion for self-representation and appointment of “advisory counsel.” When such
counsel was provided with the order granting self-representation, the defendant was not
informed that he had no right to advisory counsel. (Id at p. 42.) A few weeks later, the
advisory counsel was allowed to withdraw without notice to the defendant. The Court of
Appeal concluded that the defendant’s Faretta waiver was invalid because the defendant
was not told that he had no right to advisory counsel and had he “ever been so advised, it
is conceivable that he would not have elected to engage in self-representation.” (Ebert, at
pp. 46-47.) Thus, it was the uninformed Faretta waiver, not the termination of standby
counsel, that violated due process.
In Wilson v. Superior Court (1978) 21 Cal.3d 816, also cited by defendant, the
California Supreme Court held that the defendant had a constitutionally protected interest
that the pro. per. privileges initially granted to him would not be terminated or restricted
-- 12 of 18 --
13
except for cause. (Id. at p. 821.) The rationale for this conclusion appears to be similar
to that in Ebert; the defendant might not have waived his right to counsel had he not been
accorded the pro se privileges, giving him a constitutionally based reliance interest in the
privileges.
Finally, defendant’s reliance on People v. Bloom, supra, 48 Cal.3d 1194 is
misplaced. That case dealt with whether a trial court had authority to grant a midtrial
request for self-representation in a capital case where the accused stated an intention to
seek the death verdict. It said nothing regarding any constitutional rights attaching to the
use of a court appointed advisory or standby counsel. (Id. at p. 1218.)
II. Sentencing Issues
A. The Sentences
Defendant was convicted of first degree burglary and receiving stolen property.
At his sentencing hearing on September 29, 2005, the trial court made count 1, first
degree burglary, the principal term and selected the upper term of six years, finding in
aggravation that defendant had suffered many prior prison terms and that he was on
probation at the time that he committed the most recent offense. It sentenced him to a
concurrent upper term of three years on count 2, receiving stolen property, finding in
aggravation that his prior performance on probation or parole was poor and that his most
recent acts indicated that his conduct was becoming more brazen and dangerous. The
trial court articulated no factors in mitigation. It imposed an additional four years for the
four prior prison term enhancements.
B. Section 654 Stay
Defendant contends that the trial court erred in failing to stay execution of
sentence on his receiving stolen property conviction pursuant to section 654, depriving
him of due process under the United States Constitution. He argues that the evidence
here only supports a conclusion that the two offenses of which he was convicted were
indivisible and that the receiving stolen property charge was merely incidental to the
burglary. Respondent agrees as do we.
-- 13 of 18 --
14
Section 654 provides in part: “An act or omission that is punishable in different
ways by different provisions of law shall be punished under the provision that provides
for the longest potential term of imprisonment, but in no case shall the act or omission be
punished under more than one provision.” (§ 654, subd. (a), italics added.) “[S]ection
654 applies not only where there was but one act in the ordinary sense, but also where
there was a course of conduct which violated more than one statute but nevertheless
constituted an indivisible transaction.” (People v. Perez (1979) 23 Cal.3d 545, 551.) A
course of conduct that constitutes an indivisible transaction violating more than a single
statute cannot be subjected to multiple punishment. (People v. Butler (1996) 43
Cal.App.4th 1224, 1248.)
Here, there was no evidence that defendant entered Boggs’s residence to commit
any offense other than theft of property. The offenses occurred in close temporal
proximity. (People v. Evers (1992) 10 Cal.App.4th 588, 603, fn. 10 [temporal proximity,
while not determinative of whether there was a single objective, is a relevant
consideration].) The property taken in the burglary was the same property that was the
basis of the receiving stolen property charge. Thus, defendant’s intent in committing the
burglary was to obtain the stolen property, one and the same objective. Hence, these
offenses were indivisible, and section 654 precludes double punishment. Our Supreme
Court has similarly concluded with respect to the two offenses involved here. (See
People v. Allen (1999) 21 Cal.4th 846, 867 [finding section 654 applicable to the offenses
of burglary and receiving the property stolen in the burglary]; see also People v.
McFarland (1962) 58 Cal.2d 748, 762 [finding section 654 applicable to the offenses of
burglary and grand theft where objective of burglary was to commit grand theft].)
The trial court erred in failing to stay execution of sentence on defendant’s
conviction of receiving stolen property and the sentence must be so modified.
C. Blakely
Defendant contends that the upper term sentences deprived him of his right to a
jury determination beyond a reasonable doubt of all facts necessary to increase his
-- 14 of 18 --
15
sentence beyond the statutory maximum and to due process, as set forth in Blakely,
supra, 542 U.S. 296. He argues that those factors found by the trial court to support the
imposition of that upper term sentence were neither found by the jury nor admitted by
defendant. Respondent contends that defendant forfeited this claim by failing to object
on this ground in the trial court.10 We conclude that the claim was not forfeited but is
without merit.
1. Forfeiture
In Sandoval, supra, 41 Cal.4th 825, our Supreme Court resolved the forfeiture
question now before us. In that case, as here, the sentencing proceedings took place after
the United States Supreme Court’s decision in Blakely, supra, 542 U.S. 296 (June 20,
2004) and the California Supreme Court’s decision in People v. Black (2005) 35 Cal.4th
1238 (Black I) (June 20, 2005), but before Cunningham. Sandoval concluded that the
claim was not forfeited because the decision in Black I, in which our Supreme Court held
that the California determinate sentencing law (DSL) did not implicate the Sixth
Amendment right to a jury, was binding on the lower courts pursuant to Auto Equity
Sales, Inc. v. Superior Court (1962) 57 Cal.2d 450, 455, until it was overruled by the
United States Supreme Court in Cunningham. “Had defendant requested a jury trial on
10 In his initial brief in this matter, defendant only challenged the imposition of the
upper term on his conviction of receiving stolen property. After the United States
Supreme Court rendered its decision in Cunningham (2007) 549 U.S.___ [127 S.Ct. 856]
(Cunningham), the parties submitted supplemental briefs on the propriety of the upper
term sentencing. In his brief, defendant for the first time contends that the upper term
sentences on his burglary conviction and receiving stolen property conviction were
improper. In the People’s brief, the Attorney General for the first time contends that
defendant had forfeited his Blakely claim.
On August 1, 2007, we gave the parties the opportunity to file further
supplemental briefs on this issue in light of the California Supreme Court’s July 19, 2007
decisions in People v. Black (2007) 41 Cal.4th 799 (Black II) and People v. Sandoval
(2007) 41 Cal.4th 825 (Sandoval). In his brief, defendant took issue with Black II,
arguing that it was inconsistent with Cunningham, while acknowledging our obligation to
follow Black II.
-- 15 of 18 --
16
aggravating circumstances, that request clearly would have been futile, because the trial
court would have been required to follow our decision in Black I and deny the request.”
(Sandoval, supra, at p. 837, fn. 4.) An objection in the trial court is not required if it
would have been futile. (Ibid.)
2. Right to Jury
For the reasons set forth in Black II, supra, 41 Cal.4th 799, we find no
constitutional violation here in the trial court’s imposition of the upper terms.
In Blakely, the United States Supreme Court held that other than the fact of a prior
conviction, any fact that increases the penalty for a crime beyond the statutory maximum,
that is “the maximum sentence a judge may impose solely on the basis of the facts
reflected in the jury verdict or admitted by the defendant,” must be determined by a jury
and proved beyond a reasonable doubt. (Blakely, supra, 542 U.S. at p. 303.) The high
court recently made clear that “[i]n accord with Blakely . . . the middle term prescribed in
California’s statutes, not the upper term, is the relevant statutory maximum.”
(Cunningham, supra, 127 S.Ct. at p. 868.) In Cunningham, contrary to the California
Supreme Court’s conclusion in Black I, the United States Supreme Court held that
California’s DSL was unconstitutional to the extent it authorized the trial court to impose
an upper term sentence based on facts that were found by the court rather than by a jury
beyond a reasonable doubt. (Cunningham, at p. 871.)
In Black II, construing Cunningham, the California Supreme Court reasoned that
“as long as a single aggravating circumstance that renders a defendant eligible for the
upper term sentence has been established in accordance with the requirements of
Apprendi[11] and its progeny, any additional fact finding engaged in by the trial court in
selecting the appropriate sentence among the three available options does not violate the
defendant’s right to jury trial.” (Black II, supra, 41 Cal.4th at p. 812.) “[I]f one
aggravating circumstance has been established in accordance with the constitutional
11 Apprendi v. New Jersey (2000) 530 U.S. 466 (Apprendi).
-- 16 of 18 --
17
requirements set forth in Blakely, the defendant is not ‘legally entitled’ to the middle term
sentence, and the upper term sentence is the ‘statutory maximum.’” (Black II, at p. 813.)
The United States Supreme Court has consistently stated that the right to a jury
trial does not apply to the fact of a prior conviction. (Blakely, supra, 542 U.S. at p. 301;
see also Black II, supra, 41 Cal.4th at p. 818.) This exception is not to be read too
narrowly. (Black II, at p. 819.) The fact of a prior conviction includes “other related
issues that may be determined by examining the records of the prior convictions.” (Ibid.)
It has also been concluded that this exception relates more broadly to the issue of
“recidivism.” (People v. Thomas (2001) 91 Cal.App.4th 212, 221-222, cited with
approval in People v. McGee (2006) 38 Cal.4th 682, 700-703.)
Applying Black II here, we conclude that defendant was not deprived of his
constitutional right to a jury trial by imposition of the upper term sentences. Each was
based on at least one aggravating factor that satisfied the Sixth Amendment. (Black II,
supra, 41 Cal.4th at p. 813.) With regard to defendant’s conviction of burglary, the trial
court found as aggravating factors that he had numerous prior prison terms and was on
probation when the charged offenses occurred. With regard to his conviction of receiving
stolen property, the trial court found that he had a history of poor performance on
probation or parole. The adverse criminal history factor has been explicitly held by our
Supreme Court to be within the prior conviction/recidivism exception to Apprendi and its
progeny. (See Black II, at p. 818.) The factors such as being on probation at the time of
the offense and previously being unsuccessful on probation come within the prior
conviction/recidivism exception.12 Both may be ascertained simply by examining the
records of prior convictions. (Id. at p. 819.)
12 The issue of whether a trial court can constitutionally impose an upper term based
on the fact that the defendant was on parole when the crime was committed, without a
jury determination, is currently before the California Supreme Court in People v. Towne,
review granted July 14, 2004, S125677.
-- 17 of 18 --
18
DISPOSITION
The judgment is modified to stay execution of the sentence on the receipt of stolen
property conviction in count 2 and is otherwise affirmed. On remand, the trial court is
directed to modify the abstract of judgment accordingly.
NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS.
_________________, J.
CHAVEZ
We concur:
___________________, P. J.
BOREN
___________________, J.
DOI TODD
-- 18 of 18 --
Verbinden Sie Omnilex, um den Rechtskorpus über Ihren KI-Assistenten zu durchsuchen.